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BOARDMAN BAY CAPITAL MANAGEMENT LLC
> NPTN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2021 | NEOPHOTONICS CORP | NPTN | 0 | -603,999 | 0 | -5,261,000 | |
| 09/30/2021 | NEOPHOTONICS CORP | NPTN | 603,999 | 110,809 | 5,261,000 | 226,000 | $8.71 |
| 06/30/2021 | NEOPHOTONICS CORP | NPTN | 493,190 | 492,840 | 5,035,000 | 4,520,000 | $10.21 |
| 03/31/2021 | NEOPHOTONICS CORP | NPTN | 350 | -679,650 | 515,000 | -5,666,000 | $1,471.43 |
| 12/31/2020 | NEOPHOTONICS CORP | NPTN | 680,000 | -72,091 | 6,181,000 | 1,601,000 | $9.09 |
| 09/30/2020 | NEOPHOTONICS CORP | NPTN | 752,091 | 268,766 | 4,580,000 | 288,000 | $6.09 |
| 06/30/2020 | NEOPHOTONICS CORP | NPTN | 483,325 | 93,325 | 4,292,000 | 1,464,000 | $8.88 |
| 03/31/2020 | NEOPHOTONICS CORP | NPTN | 390,000 | 121,789 | 2,828,000 | 462,000 | $7.25 |
| 12/31/2019 | NEOPHOTONICS CORP | NPTN | 268,211 | -331,059 | 2,366,000 | -1,284,000 | $8.82 |
| 09/30/2019 | NEOPHOTONICS CORP | NPTN | 599,270 | -95,170 | 3,650,000 | 747,000 | $6.09 |
| 06/30/2019 | NEOPHOTONICS CORP | NPTN | 694,440 | 418,930 | 2,903,000 | 1,170,000 | $4.18 |
| 03/31/2019 | NEOPHOTONICS CORP | NPTN | 275,510 | 82,090 | 1,733,000 | 480,000 | $6.29 |
| 12/31/2018 | NEOPHOTONICS CORP | NPTN | 193,420 | -75,627 | 1,253,000 | -980,000 | $6.48 |
| 09/30/2018 | NEOPHOTONICS CORP | NPTN | 269,047 | 15,751 | 2,233,000 | 611,000 | $8.30 |
| 06/30/2018 | NEOPHOTONICS CORP | NPTN | 253,296 | 128,385 | 1,622,000 | 718,000 | $6.40 |
| 03/31/2018 | NEOPHOTONICS CORP | NPTN | 124,911 | 124,911 | 904,000 | 904,000 | $7.24 |
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