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UBS Group AG
> HRZN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | Horizon Technology Finance Corp | HRZN | 21,604 | 6,197 | 260,976,000 | 87,185,000 | $12,079.99 |
| 03/31/2023 | Horizon Technology Finance Corp | HRZN | 15,407 | -3,110 | 173,791,000 | -41,006,000 | $11,280.00 |
| 12/31/2022 | Horizon Technology Finance Corp | HRZN | 18,517 | 3,786 | 214,797,000 | 214,650,000 | $11,599.99 |
| 09/30/2022 | Horizon Technology Finance Corp | HRZN | 14,731 | -12,309 | 147,000 | -165,000 | $9.98 |
| 06/30/2022 | Horizon Technology Finance Corp | HRZN | 27,040 | 10,290 | 312,000 | 79,000 | $11.54 |
| 03/31/2022 | Horizon Technology Finance Corp | HRZN | 16,750 | -241 | 233,000 | -37,000 | $13.91 |
| 12/31/2021 | Horizon Technology Finance Corp | HRZN | 16,991 | 81 | 270,000 | -5,000 | $15.89 |
| 09/30/2021 | Horizon Technology Finance Corp | HRZN | 16,910 | -7,807 | 275,000 | -152,000 | $16.26 |
| 06/30/2021 | Horizon Technology Finance Corp | HRZN | 24,717 | -1,318 | 427,000 | 82,000 | $17.28 |
| 12/31/2020 | Horizon Technology Finance Corp | HRZN | 26,035 | -25,658 | 345,000 | -290,000 | $13.25 |
| 09/30/2020 | Horizon Technology Finance Corp | HRZN | 51,693 | -5,377 | 635,000 | 13,000 | $12.28 |
| 06/30/2020 | Horizon Technology Finance Corp | HRZN | 57,070 | -1,698 | 622,000 | 145,000 | $10.90 |
| 03/31/2020 | Horizon Technology Finance Corp | HRZN | 58,768 | -172,559 | 477,000 | -2,514,000 | $8.12 |
| 12/31/2019 | Horizon Technology Finance Corp | HRZN | 231,327 | -3,417 | 2,991,000 | 214,000 | $12.93 |
| 09/30/2019 | Horizon Technology Finance Corp | HRZN | 234,744 | -34,201 | 2,777,000 | -397,000 | $11.83 |
| 06/30/2019 | Horizon Technology Finance Corp | HRZN | 268,945 | 12,552 | 3,174,000 | 151,000 | $11.80 |
| 03/31/2019 | Horizon Technology Finance Corp | HRZN | 256,393 | 25,807 | 3,023,000 | 429,000 | $11.79 |
| 12/31/2018 | Horizon Technology Finance Corp | HRZN | 230,586 | -9,556 | 2,594,000 | -146,000 | $11.25 |
| 09/30/2018 | Horizon Technology Finance Corp | HRZN | 240,142 | -3,188 | 2,740,000 | 287,000 | $11.41 |
| 06/30/2018 | Horizon Technology Finance Corp | HRZN | 243,330 | -57,194 | 2,453,000 | -919,000 | $10.08 |
| 12/31/2017 | Horizon Technology Finance Corp | HRZN | 300,524 | -17,530 | 3,372,000 | -161,000 | $11.22 |
| 09/30/2017 | Horizon Technology Finance Corp | HRZN | 318,054 | -37,298 | 3,533,000 | -493,000 | $11.11 |
| 06/30/2017 | Horizon Technology Finance Corp | HRZN | 355,352 | -14,802 | 4,026,000 | -94,000 | $11.33 |
| 03/31/2017 | Horizon Technology Finance Corp | HRZN | 370,154 | 57,715 | 4,120,000 | 830,000 | $11.13 |
| 12/31/2016 | Horizon Technology Finance Corp | HRZN | 312,439 | 24,210 | 3,290,000 | -618,000 | $10.53 |
| 09/30/2016 | Horizon Technology Finance Corp | HRZN | 288,229 | 288,229 | 3,908,000 | 3,908,000 | $13.56 |
| 06/30/2016 | Horizon Technology Finance Corp | HRZN | 282,015 | -7,650 | 3,441,000 | 78,000 | $12.20 |
| 03/31/2016 | Horizon Technology Finance Corp | HRZN | 289,665 | 6,209 | 3,363,000 | 798,000 | $11.61 |
| 12/31/2015 | Horizon Technology Finance Corp | HRZN | 275,745 | -7,711 | 3,235,000 | 670,000 | $11.73 |
| 09/30/2015 | Horizon Technology Finance Corp | HRZN | 283,456 | -148,743 | 2,565,000 | -2,915,000 | $9.05 |
| 06/30/2015 | Horizon Technology Finance Corp | HRZN | 432,199 | 32,760 | 5,480,000 | -40,000 | $12.68 |
| 03/31/2015 | Horizon Technology Finance Corp | HRZN | 399,439 | -23,728 | 5,520,000 | -400,000 | $13.82 |
| 12/31/2014 | Horizon Technology Finance Corp | HRZN | 423,167 | 423,167 | 5,920,000 | 5,920,000 | $13.99 |
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