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Stonepine Capital Management, LLC
> APEN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | Apollo Endosurgery, Inc. | APEN | 0 | -3,726,584 | 0 | -37,154,042,000 | |
| 12/31/2022 | Apollo Endosurgery, Inc. | APEN | 3,726,584 | 893,953 | 37,154,042,000 | 37,138,434,000 | $9,970.00 |
| 09/30/2022 | Apollo Endosurgery, Inc. | APEN | 2,832,631 | 670,632 | 15,608,000 | 7,717,000 | $5.51 |
| 06/30/2022 | Apollo Endosurgery, Inc. | APEN | 2,161,999 | 468,165 | 7,891,000 | -2,357,000 | $3.65 |
| 03/31/2022 | Apollo Endosurgery, Inc. | APEN | 1,693,834 | 542,671 | 10,248,000 | 544,000 | $6.05 |
| 12/31/2021 | Apollo Endosurgery, Inc. | APEN | 1,151,163 | 239,038 | 9,704,000 | 1,440,000 | $8.43 |
| 09/30/2021 | Apollo Endosurgery, Inc. | APEN | 912,125 | 149,942 | 8,264,000 | 2,090,000 | $9.06 |
| 06/30/2021 | Apollo Endosurgery, Inc. | APEN | 762,183 | -686,685 | 6,174,000 | -1,809,000 | $8.10 |
| 03/31/2021 | Apollo Endosurgery, Inc. | APEN | 1,448,868 | -877,297 | 7,983,000 | 74,000 | $5.51 |
| 12/31/2020 | Apollo Endosurgery, Inc. | APEN | 2,326,165 | 900,730 | 7,909,000 | 5,500,000 | $3.40 |
| 09/30/2020 | Apollo Endosurgery, Inc. | APEN | 1,425,435 | -22,330 | 2,409,000 | 42,000 | $1.69 |
| 06/30/2020 | Apollo Endosurgery, Inc. | APEN | 1,447,765 | -236,096 | 2,367,000 | -866,000 | $1.63 |
| 03/31/2020 | Apollo Endosurgery, Inc. | APEN | 1,683,861 | 32,528 | 3,233,000 | -1,473,000 | $1.92 |
| 12/31/2019 | Apollo Endosurgery, Inc. | APEN | 2,141,279 | 678,091 | 6,102,645 | 1,288,645 | $2.85 |
| 09/30/2019 | Apollo Endosurgery, Inc. | APEN | 1,463,188 | -1,117,330 | 4,814,000 | -3,573,000 | $3.29 |
| 06/30/2019 | Apollo Endosurgery, Inc. | APEN | 2,580,518 | 0 | 8,387,000 | -1,264,000 | $3.25 |
| 03/31/2019 | Apollo Endosurgery, Inc. | APEN | 2,580,518 | 395,092 | 9,651,000 | 2,111,000 | $3.74 |
| 12/31/2018 | Apollo Endosurgery, Inc. | APEN | 2,185,426 | -392,570 | 7,540,000 | -10,944,000 | $3.45 |
| 09/30/2018 | Apollo Endosurgery, Inc. | APEN | 2,577,996 | 0 | 18,484,000 | 490,000 | $7.17 |
| 06/30/2018 | Apollo Endosurgery, Inc. | APEN | 2,577,996 | 0 | 17,994,000 | 1,843,000 | $6.98 |
| 03/31/2018 | Apollo Endosurgery, Inc. | APEN | 2,577,996 | 17,682 | 16,151,000 | 1,813,000 | $6.26 |
| 12/31/2017 | Apollo Endosurgery, Inc. | APEN | 2,560,314 | 195,607 | 14,337,758 | 3,270,758 | $5.60 |
| 09/30/2017 | Apollo Endosurgery, Inc. | APEN | 2,364,707 | 2,364,707 | 11,067,000 | 11,067,000 | $4.68 |
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