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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 22,190 | 0 | 211,000 | -2,000 | $9.51 |
| 03/31/2023 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 22,190 | 0 | 213,000 | 4,000 | $9.60 |
| 12/31/2022 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 22,190 | -2,600 | 209,000 | -20,000 | $9.42 |
| 09/30/2022 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 24,790 | 0 | 229,000 | -16,000 | $9.24 |
| 06/30/2022 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 24,790 | -450 | 245,000 | -48,000 | $9.88 |
| 03/31/2022 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 25,240 | 0 | 293,000 | -35,000 | $11.61 |
| 12/31/2021 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 25,240 | 0 | 328,000 | -4,000 | $13.00 |
| 09/30/2021 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 25,240 | 0 | 332,000 | -4,000 | $13.15 |
| 06/30/2021 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 25,240 | 0 | 336,000 | 25,000 | $13.31 |
| 12/31/2020 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 25,240 | 0 | 311,000 | 17,000 | $12.32 |
| 09/30/2020 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 25,240 | 0 | 294,000 | 2,000 | $11.65 |
| 06/30/2020 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 25,240 | 6,300 | 292,000 | 73,000 | $11.57 |
| 03/31/2020 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 18,940 | -8,000 | 219,000 | -117,000 | $11.56 |
| 12/31/2019 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 26,940 | -550 | 336,000 | -8,000 | $12.47 |
| 09/30/2019 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 27,490 | 0 | 344,000 | 7,000 | $12.51 |
| 06/30/2019 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 27,490 | -1,000 | 337,000 | -16,000 | $12.26 |
| 03/31/2019 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 28,490 | 0 | 353,000 | 36,000 | $12.39 |
| 12/31/2018 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 28,490 | -1,000 | 317,000 | -19,000 | $11.13 |
| 09/30/2018 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 29,490 | -1,850 | 336,000 | -24,000 | $11.39 |
| 06/30/2018 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 31,340 | 0 | 360,000 | -4,000 | $11.49 |
| 03/31/2018 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 31,340 | -6,936 | 364,000 | -101,000 | $11.61 |
| 12/31/2017 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 38,276 | 1,368 | 465,000 | -2,000 | $12.15 |
| 09/30/2017 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 36,908 | 0 | 467,000 | -4,000 | $12.65 |
| 06/30/2017 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 36,908 | 36,908 | 471,000 | 471,000 | $12.76 |
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