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RIVERHEAD CAPITAL MANAGEMENT LLC
> BABA
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2019 | Alibaba Group Holding Ltd | BABA | 0 | -3,185 | 0 | -540,000 | |
| 06/30/2019 | Alibaba Group Holding Ltd | BABA | 3,185 | -144 | 540,000 | -67,000 | $169.54 |
| 03/31/2019 | Alibaba Group Holding Ltd | BABA | 3,329 | 929 | 607,000 | 278,000 | $182.34 |
| 12/31/2018 | Alibaba Group Holding Ltd | BABA | 2,400 | -2,176 | 329,000 | -425,000 | $137.08 |
| 09/30/2018 | Alibaba Group Holding Ltd | BABA | 4,576 | 3,322 | 754,000 | 521,000 | $164.77 |
| 06/30/2018 | Alibaba Group Holding Ltd | BABA | 1,254 | 654 | 233,000 | 123,000 | $185.81 |
| 03/31/2018 | Alibaba Group Holding Ltd | BABA | 600 | 600 | 110,000 | 110,000 | $183.33 |
| 12/31/2017 | Alibaba Group Holding Ltd | BABA | 0 | -300 | 0 | -52,000 | |
| 09/30/2017 | Alibaba Group Holding Ltd | BABA | 300 | 300 | 52,000 | 52,000 | $173.33 |
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