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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 05/18/2018 | ZAIS Group Holdings, Inc. | ZAIS | 7,631,250 | 0 | 31,211,813 | 992,063 | $4.09 |
| 12/14/2017 | ZAIS Group Holdings, Inc. | ZAIS | 7,631,250 | 0 | 30,219,750 | 1,831,500 | $3.96 |
| 11/20/2017 | ZAIS Group Holdings, Inc. | ZAIS | 7,631,250 | 0 | 28,388,250 | 15,262,500 | $3.72 |
| 09/05/2017 | ZAIS Group Holdings, Inc. | ZAIS | 7,631,250 | 6,500,000 | 13,125,750 | 11,157,375 | $1.72 |
| 02/02/2017 | ZAIS Group Holdings, Inc. | ZAIS | 1,131,250 | 1,131,250 | 1,968,375 | 1,968,375 | $1.74 |
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