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CITY NATIONAL ROCHDALE, LLC
> CTL
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2017 | Lumen Technologies, Inc. | CTL | 0 | -817,880 | 0 | -31,995,000 | |
| 06/30/2017 | Lumen Technologies, Inc. | CTL | 0 | -817,880 | 0 | -31,995,000 | |
| 12/31/2016 | Lumen Technologies, Inc. | CTL | 0 | -817,880 | 0 | -31,995,000 | |
| 09/30/2016 | Lumen Technologies, Inc. | CTL | 0 | -817,880 | 0 | -31,995,000 | |
| 06/30/2016 | Lumen Technologies, Inc. | CTL | 0 | -817,880 | 0 | -31,995,000 | |
| 09/30/2013 | Lumen Technologies, Inc. | CTL | 0 | -817,880 | 0 | -31,995,000 | |
| 03/31/2013 | Lumen Technologies, Inc. | CTL | 0 | -817,880 | 0 | -31,995,000 | |
| 12/31/2012 | Lumen Technologies, Inc. | CTL | 817,880 | 221,423 | 31,995,000 | 7,898,000 | $39.12 |
| 09/30/2012 | Lumen Technologies, Inc. | CTL | 596,457 | -19,505 | 24,097,000 | -227,000 | $40.40 |
| 06/30/2012 | Lumen Technologies, Inc. | CTL | 615,962 | 25,991 | 24,324,000 | 1,522,000 | $39.49 |
| 03/31/2012 | Lumen Technologies, Inc. | CTL | 589,971 | 85,193 | 22,802,000 | 4,024,000 | $38.65 |
| 12/31/2011 | Lumen Technologies, Inc. | CTL | 504,778 | 75,133 | 18,778,000 | 4,548,000 | $37.20 |
| 09/30/2011 | Lumen Technologies, Inc. | CTL | 429,645 | -255,321 | 14,230,000 | -13,463,000 | $33.12 |
| 06/30/2011 | Lumen Technologies, Inc. | CTL | 684,966 | 38,245 | 27,693,000 | 822,000 | $40.43 |
| 03/31/2011 | Lumen Technologies, Inc. | CTL | 646,721 | 88,029 | 26,871,000 | 1,076,000 | $41.55 |
| 12/31/2010 | Lumen Technologies, Inc. | CTL | 558,692 | -1,290 | 25,795,000 | 3,698,000 | $46.17 |
| 09/30/2010 | Lumen Technologies, Inc. | CTL | 559,982 | 20,429 | 22,097,000 | 4,124,000 | $39.46 |
| 06/30/2010 | Lumen Technologies, Inc. | CTL | 539,553 | 12,054 | 17,973,000 | -732,000 | $33.31 |
| 03/31/2010 | Lumen Technologies, Inc. | CTL | 527,499 | 63,421 | 18,705,000 | 1,901,000 | $35.46 |
| 12/31/2009 | Lumen Technologies, Inc. | CTL | 464,078 | 6,520 | 16,804,000 | 1,430,000 | $36.21 |
| 09/30/2009 | Lumen Technologies, Inc. | CTL | 457,558 | 83,966 | 15,374,000 | 3,905,000 | $33.60 |
| 06/30/2009 | Lumen Technologies, Inc. | CTL | 373,592 | 373,592 | 11,469,000 | 11,469,000 | $30.70 |
| 03/31/2008 | Lumen Technologies, Inc. | CTL | 0 | -175,809 | 0 | -7,289,000 | |
| 12/31/2007 | Lumen Technologies, Inc. | CTL | 175,809 | 175,809 | 7,289,000 | 7,289,000 | $41.46 |
| 09/30/2007 | Lumen Technologies, Inc. | CTL | 164,549 | 164,549 | 7,605,000 | 7,605,000 | $46.22 |
| 06/30/2007 | Lumen Technologies, Inc. | CTL | 133,613 | 133,613 | 6,554,000 | 6,554,000 | $49.05 |
| 03/31/2007 | Lumen Technologies, Inc. | CTL | 120,659 | 120,659 | 5,453,000 | 5,453,000 | $45.19 |
| 12/31/2006 | Lumen Technologies, Inc. | CTL | 74,120 | 74,120 | 3,236,000 | 3,236,000 | $43.66 |
| 09/30/2006 | Lumen Technologies, Inc. | CTL | 22,315 | 22,315 | 885,000 | 885,000 | $39.66 |
| 06/30/2006 | Lumen Technologies, Inc. | CTL | 22,315 | 22,315 | 829,000 | 829,000 | $37.15 |
| 03/31/2006 | Lumen Technologies, Inc. | CTL | 14,380 | 14,380 | 563,000 | 563,000 | $39.15 |
| 12/31/2000 | Lumen Technologies, Inc. | CTL | 0 | -8,515 | 0 | -232,000 | |
| 09/30/2000 | Lumen Technologies, Inc. | CTL | 8,515 | 8,515 | 232,000 | 232,000 | $27.25 |
| 06/30/2000 | Lumen Technologies, Inc. | CTL | 94,536 | 94,536 | 2,718,000 | 2,718,000 | $28.75 |
| 03/31/2000 | Lumen Technologies, Inc. | CTL | 90,845 | 90,845 | 3,373,000 | 3,373,000 | $37.13 |
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