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CITY NATIONAL ROCHDALE, LLC
> CXDC
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2012 | China XD Plastics Co Ltd | CXDC | 0 | -10,440 | 0 | -40,000 | |
| 09/30/2012 | China XD Plastics Co Ltd | CXDC | 10,440 | -19,160 | 40,000 | -96,000 | $3.83 |
| 06/30/2012 | China XD Plastics Co Ltd | CXDC | 29,600 | -136,580 | 136,000 | -770,000 | $4.59 |
| 03/31/2012 | China XD Plastics Co Ltd | CXDC | 166,180 | -77,990 | 906,000 | -398,000 | $5.45 |
| 12/31/2011 | China XD Plastics Co Ltd | CXDC | 244,170 | -36,660 | 1,304,000 | 37,000 | $5.34 |
| 09/30/2011 | China XD Plastics Co Ltd | CXDC | 280,830 | -190,320 | 1,267,000 | -717,000 | $4.51 |
| 06/30/2011 | China XD Plastics Co Ltd | CXDC | 471,150 | 471,150 | 1,984,000 | 1,984,000 | $4.21 |
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