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CITY NATIONAL ROCHDALE, LLC
> GS
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2017 | GOLDMAN SACHS GROUP INC | GS | 0 | -4,216 | 0 | -538,000 | |
| 06/30/2017 | GOLDMAN SACHS GROUP INC | GS | 0 | -4,216 | 0 | -538,000 | |
| 12/31/2016 | GOLDMAN SACHS GROUP INC | GS | 0 | -4,216 | 0 | -538,000 | |
| 09/30/2016 | GOLDMAN SACHS GROUP INC | GS | 0 | -4,216 | 0 | -538,000 | |
| 06/30/2016 | GOLDMAN SACHS GROUP INC | GS | 0 | -4,216 | 0 | -538,000 | |
| 09/30/2013 | GOLDMAN SACHS GROUP INC | GS | 0 | -4,216 | 0 | -538,000 | |
| 03/31/2013 | GOLDMAN SACHS GROUP INC | GS | 0 | -4,216 | 0 | -538,000 | |
| 12/31/2012 | GOLDMAN SACHS GROUP INC | GS | 4,216 | 2,874 | 538,000 | 385,000 | $127.61 |
| 09/30/2012 | GOLDMAN SACHS GROUP INC | GS | 1,342 | 9 | 153,000 | 25,000 | $114.01 |
| 06/30/2012 | GOLDMAN SACHS GROUP INC | GS | 1,333 | 0 | 128,000 | -38,000 | $96.02 |
| 03/31/2012 | GOLDMAN SACHS GROUP INC | GS | 1,333 | 1,333 | 166,000 | 166,000 | $124.53 |
| 09/30/2011 | GOLDMAN SACHS GROUP INC | GS | 0 | -1,968 | 0 | -262,000 | |
| 06/30/2011 | GOLDMAN SACHS GROUP INC | GS | 1,968 | -862 | 262,000 | -187,000 | $133.13 |
| 03/31/2011 | GOLDMAN SACHS GROUP INC | GS | 2,830 | -1,235 | 449,000 | -235,000 | $158.66 |
| 12/31/2010 | GOLDMAN SACHS GROUP INC | GS | 4,065 | 770 | 684,000 | 208,000 | $168.27 |
| 09/30/2010 | GOLDMAN SACHS GROUP INC | GS | 3,295 | 1,528 | 476,000 | 244,000 | $144.46 |
| 06/30/2010 | GOLDMAN SACHS GROUP INC | GS | 1,767 | -918 | 232,000 | -226,000 | $131.30 |
| 03/31/2010 | GOLDMAN SACHS GROUP INC | GS | 2,685 | -317 | 458,000 | -49,000 | $170.58 |
| 12/31/2009 | GOLDMAN SACHS GROUP INC | GS | 3,002 | 313 | 507,000 | 11,000 | $168.89 |
| 09/30/2009 | GOLDMAN SACHS GROUP INC | GS | 2,689 | 473 | 496,000 | 169,000 | $184.46 |
| 06/30/2009 | GOLDMAN SACHS GROUP INC | GS | 2,216 | -53,229 | 327,000 | -6,770,000 | $147.56 |
| 09/30/2008 | GOLDMAN SACHS GROUP INC | GS | 55,445 | 55,445 | 7,097,000 | 7,097,000 | $128.00 |
| 06/30/2008 | GOLDMAN SACHS GROUP INC | GS | 53,529 | 53,529 | 9,362,000 | 9,362,000 | $174.90 |
| 03/31/2008 | GOLDMAN SACHS GROUP INC | GS | 53,958 | 53,958 | 8,924,000 | 8,924,000 | $165.39 |
| 12/31/2007 | GOLDMAN SACHS GROUP INC | GS | 54,502 | 54,502 | 11,721,000 | 11,721,000 | $215.06 |
| 09/30/2007 | GOLDMAN SACHS GROUP INC | GS | 54,651 | 54,651 | 11,845,000 | 11,845,000 | $216.74 |
| 06/30/2007 | GOLDMAN SACHS GROUP INC | GS | 47,520 | 47,520 | 10,300,000 | 10,300,000 | $216.75 |
| 03/31/2007 | GOLDMAN SACHS GROUP INC | GS | 45,886 | 45,886 | 9,481,000 | 9,481,000 | $206.62 |
| 12/31/2006 | GOLDMAN SACHS GROUP INC | GS | 48,345 | 48,345 | 9,638,000 | 9,638,000 | $199.36 |
| 09/30/2006 | GOLDMAN SACHS GROUP INC | GS | 53,147 | 53,147 | 8,991,000 | 8,991,000 | $169.17 |
| 06/30/2006 | GOLDMAN SACHS GROUP INC | GS | 43,985 | 43,985 | 6,617,000 | 6,617,000 | $150.44 |
| 03/31/2006 | GOLDMAN SACHS GROUP INC | GS | 44,812 | 44,812 | 7,034,000 | 7,034,000 | $156.97 |
| 12/31/2005 | GOLDMAN SACHS GROUP INC | GS | 46,933 | 46,933 | 5,994,000 | 5,994,000 | $127.71 |
| 09/30/2005 | GOLDMAN SACHS GROUP INC | GS | 47,784 | 47,784 | 5,810,000 | 5,810,000 | $121.59 |
| 06/30/2005 | GOLDMAN SACHS GROUP INC | GS | 48,934 | 48,934 | 4,992,000 | 4,992,000 | $102.01 |
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