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CITY NATIONAL ROCHDALE, LLC
> BNS
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2017 | BANK OF NOVA SCOTIA | BNS | 0 | -3,876 | 0 | -224,000 | |
| 06/30/2017 | BANK OF NOVA SCOTIA | BNS | 0 | -3,876 | 0 | -224,000 | |
| 12/31/2016 | BANK OF NOVA SCOTIA | BNS | 0 | -3,876 | 0 | -224,000 | |
| 09/30/2016 | BANK OF NOVA SCOTIA | BNS | 0 | -3,876 | 0 | -224,000 | |
| 06/30/2016 | BANK OF NOVA SCOTIA | BNS | 0 | -3,876 | 0 | -224,000 | |
| 09/30/2013 | BANK OF NOVA SCOTIA | BNS | 0 | -3,876 | 0 | -224,000 | |
| 03/31/2013 | BANK OF NOVA SCOTIA | BNS | 0 | -3,876 | 0 | -224,000 | |
| 12/31/2012 | BANK OF NOVA SCOTIA | BNS | 3,876 | -2,570 | 224,000 | -129,000 | $57.79 |
| 09/30/2012 | BANK OF NOVA SCOTIA | BNS | 6,446 | 0 | 353,000 | 19,000 | $54.76 |
| 06/30/2012 | BANK OF NOVA SCOTIA | BNS | 6,446 | -325 | 334,000 | -45,000 | $51.82 |
| 03/31/2012 | BANK OF NOVA SCOTIA | BNS | 6,771 | -320 | 379,000 | 26,000 | $55.97 |
| 12/31/2011 | BANK OF NOVA SCOTIA | BNS | 7,091 | -21 | 353,000 | -4,000 | $49.78 |
| 09/30/2011 | BANK OF NOVA SCOTIA | BNS | 7,112 | -695 | 357,000 | -113,000 | $50.20 |
| 06/30/2011 | BANK OF NOVA SCOTIA | BNS | 7,807 | -473 | 470,000 | -38,000 | $60.20 |
| 03/31/2011 | BANK OF NOVA SCOTIA | BNS | 8,280 | 288 | 508,000 | 51,000 | $61.35 |
| 12/31/2010 | BANK OF NOVA SCOTIA | BNS | 7,992 | -238 | 457,000 | 18,000 | $57.18 |
| 09/30/2010 | BANK OF NOVA SCOTIA | BNS | 8,230 | 300 | 439,000 | 74,000 | $53.34 |
| 06/30/2010 | BANK OF NOVA SCOTIA | BNS | 7,930 | 300 | 365,000 | -17,000 | $46.03 |
| 03/31/2010 | BANK OF NOVA SCOTIA | BNS | 7,630 | 2,130 | 382,000 | 125,000 | $50.07 |
| 12/31/2009 | BANK OF NOVA SCOTIA | BNS | 5,500 | 0 | 257,000 | 6,000 | $46.73 |
| 09/30/2009 | BANK OF NOVA SCOTIA | BNS | 5,500 | -7,000 | 251,000 | -218,000 | $45.64 |
| 06/30/2009 | BANK OF NOVA SCOTIA | BNS | 12,500 | 12,500 | 469,000 | 469,000 | $37.52 |
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