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Cowen Prime Services LLC
> OXSQ
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2021 | Oxford Square Capital Corp. | OXSQ | 1,400 | -1,000 | 7,000 | 0 | $5.00 |
| 12/31/2020 | Oxford Square Capital Corp. | OXSQ | 2,400 | 0 | 7,000 | 1,000 | $2.92 |
| 09/30/2020 | Oxford Square Capital Corp. | OXSQ | 2,400 | 0 | 6,000 | -1,000 | $2.50 |
| 06/30/2020 | Oxford Square Capital Corp. | OXSQ | 2,400 | 0 | 7,000 | 1,000 | $2.92 |
| 03/31/2020 | Oxford Square Capital Corp. | OXSQ | 2,400 | 0 | 6,000 | -7,000 | $2.50 |
| 12/31/2019 | Oxford Square Capital Corp. | OXSQ | 2,400 | 0 | 13,000 | -2,000 | $5.42 |
| 09/30/2019 | Oxford Square Capital Corp. | OXSQ | 2,400 | 0 | 15,000 | 0 | $6.25 |
| 06/30/2019 | Oxford Square Capital Corp. | OXSQ | 2,400 | 0 | 15,000 | -1,000 | $6.25 |
| 03/31/2019 | Oxford Square Capital Corp. | OXSQ | 2,400 | -5,200 | 16,000 | -33,000 | $6.67 |
| 12/31/2018 | Oxford Square Capital Corp. | OXSQ | 7,600 | 0 | 49,000 | -5,000 | $6.45 |
| 09/30/2018 | Oxford Square Capital Corp. | OXSQ | 7,600 | 0 | 54,000 | 2,000 | $7.11 |
| 06/30/2018 | Oxford Square Capital Corp. | OXSQ | 7,600 | 7,600 | 52,000 | 52,000 | $6.84 |
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