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> CAT
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2020 | CATERPILLAR INC | CAT | 1,576 | 1,576 | 235,000 | 235,000 | $149.11 |
| 12/31/2018 | CATERPILLAR INC | CAT | 0 | -1,323 | 0 | -202,000 | |
| 09/30/2018 | CATERPILLAR INC | CAT | 1,323 | 1,323 | 202,000 | 202,000 | $152.68 |
| 03/31/2018 | CATERPILLAR INC | CAT | 0 | -1,775 | 0 | -280,000 | |
| 12/31/2017 | CATERPILLAR INC | CAT | 1,775 | -644 | 280,000 | -22,000 | $157.75 |
| 09/30/2017 | CATERPILLAR INC | CAT | 2,419 | -23 | 302,000 | 40,000 | $124.84 |
| 06/30/2017 | CATERPILLAR INC | CAT | 2,442 | 2,442 | 262,000 | 262,000 | $107.29 |
| 06/30/2016 | CATERPILLAR INC | CAT | 0 | -2,945 | 0 | -246,000 | |
| 12/31/2015 | CATERPILLAR INC | CAT | 0 | -2,945 | 0 | -246,000 | |
| 09/30/2015 | CATERPILLAR INC | CAT | 0 | -2,945 | 0 | -246,000 | |
| 03/31/2015 | CATERPILLAR INC | CAT | 0 | -2,945 | 0 | -246,000 | |
| 09/30/2014 | CATERPILLAR INC | CAT | 0 | -741 | 0 | -80,000 | |
| 06/30/2014 | CATERPILLAR INC | CAT | 741 | -2,204 | 80,000 | -166,000 | $107.96 |
| 03/31/2014 | CATERPILLAR INC | CAT | 2,840 | -105 | 282,000 | 36,000 | $99.30 |
| 12/31/2013 | CATERPILLAR INC | CAT | 3,039 | 94 | 276,000 | 30,000 | $90.82 |
| 09/30/2013 | CATERPILLAR INC | CAT | 2,945 | -449 | 246,000 | -34,000 | $83.53 |
| 06/30/2013 | CATERPILLAR INC | CAT | 3,394 | 1,951 | 280,000 | 151,000 | $82.50 |
| 03/31/2013 | CATERPILLAR INC | CAT | 3,593 | 2,150 | 313,000 | 184,000 | $87.11 |
| 12/31/2012 | CATERPILLAR INC | CAT | 1,443 | 416 | 129,000 | 41,000 | $89.40 |
| 09/30/2012 | CATERPILLAR INC | CAT | 1,027 | -254 | 88,000 | -21,000 | $85.69 |
| 06/30/2012 | CATERPILLAR INC | CAT | 1,281 | 65 | 109,000 | -21,000 | $85.09 |
| 03/31/2012 | CATERPILLAR INC | CAT | 1,216 | 56 | 130,000 | 25,000 | $106.91 |
| 12/31/2011 | CATERPILLAR INC | CAT | 1,160 | 1,160 | 105,000 | 105,000 | $90.52 |
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