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SPROTT ASSET MANAGEMENT LP
> CBLI
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2011 | Statera Biopharma, Inc. | CBLI | 0 | -200,000 | 0 | -682,000 | |
| 06/30/2011 | Statera Biopharma, Inc. | CBLI | 200,000 | -37,000 | 682,000 | -1,096,000 | $3.41 |
| 03/31/2011 | Statera Biopharma, Inc. | CBLI | 237,000 | 67,000 | 1,778,000 | 548,000 | $7.50 |
| 12/31/2010 | Statera Biopharma, Inc. | CBLI | 170,000 | 100,000 | 1,230,000 | 869,000 | $7.24 |
| 09/30/2010 | Statera Biopharma, Inc. | CBLI | 70,000 | 70,000 | 361,000 | 361,000 | $5.16 |
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