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Nuveen Asset Management, LLC
> UPST
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | Upstart Holdings, Inc. | UPST | 202,158 | -33,278 | 7,239,278,000 | 7,235,536,000 | $35,810.00 |
| 03/31/2023 | Upstart Holdings, Inc. | UPST | 235,436 | -6,110 | 3,742,000 | 549,000 | $15.89 |
| 12/31/2022 | Upstart Holdings, Inc. | UPST | 241,546 | 19,957 | 3,193,000 | -1,413,000 | $13.22 |
| 09/30/2022 | Upstart Holdings, Inc. | UPST | 221,589 | 34,441 | 4,606,000 | -1,312,000 | $20.79 |
| 06/30/2022 | Upstart Holdings, Inc. | UPST | 187,148 | -56,795 | 5,918,000 | -24,783,000 | $31.62 |
| 03/31/2022 | Upstart Holdings, Inc. | UPST | 243,943 | 105,535 | 30,701,000 | -11,281,000 | $125.85 |
| 09/30/2021 | Upstart Holdings, Inc. | UPST | 138,408 | 86,014 | 41,982,000 | 35,438,000 | $303.32 |
| 06/30/2021 | Upstart Holdings, Inc. | UPST | 52,394 | 3,888 | 6,544,000 | 293,000 | $124.90 |
| 03/31/2021 | Upstart Holdings, Inc. | UPST | 48,506 | 48,506 | 6,251,000 | 6,251,000 | $128.87 |
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