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Nuveen Asset Management, LLC
> CATY
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | CATHAY GENERAL BANCORP | CATY | 894,522 | 59,460 | 28,794,663,000 | 28,765,836,000 | $32,190.00 |
| 03/31/2023 | CATHAY GENERAL BANCORP | CATY | 835,062 | -113,456 | 28,827,000 | -9,863,000 | $34.52 |
| 12/31/2022 | CATHAY GENERAL BANCORP | CATY | 948,518 | -69,640 | 38,690,000 | -469,000 | $40.79 |
| 09/30/2022 | CATHAY GENERAL BANCORP | CATY | 1,018,158 | 65,602 | 39,159,000 | 1,866,000 | $38.46 |
| 06/30/2022 | CATHAY GENERAL BANCORP | CATY | 952,556 | -8,538 | 37,293,000 | -7,485,000 | $39.15 |
| 03/31/2022 | CATHAY GENERAL BANCORP | CATY | 961,094 | -40,570 | 44,778,000 | 3,320,000 | $46.59 |
| 09/30/2021 | CATHAY GENERAL BANCORP | CATY | 1,001,664 | -97,199 | 41,458,000 | -1,794,000 | $41.39 |
| 06/30/2021 | CATHAY GENERAL BANCORP | CATY | 1,098,863 | -380,755 | 43,252,000 | -17,087,000 | $39.36 |
| 03/31/2021 | CATHAY GENERAL BANCORP | CATY | 1,479,618 | 611,440 | 60,339,000 | 32,393,000 | $40.78 |
| 12/31/2020 | CATHAY GENERAL BANCORP | CATY | 868,178 | -677,093 | 27,946,000 | -5,555,000 | $32.19 |
| 09/30/2020 | CATHAY GENERAL BANCORP | CATY | 1,545,271 | -88,175 | 33,501,000 | -9,459,000 | $21.68 |
| 06/30/2020 | CATHAY GENERAL BANCORP | CATY | 1,633,446 | -136,348 | 42,960,000 | 2,343,000 | $26.30 |
| 03/31/2020 | CATHAY GENERAL BANCORP | CATY | 1,769,794 | -477,111 | 40,617,000 | -44,878,000 | $22.95 |
| 12/31/2019 | CATHAY GENERAL BANCORP | CATY | 2,246,905 | -68,924 | 85,495,000 | 5,055,000 | $38.05 |
| 09/30/2019 | CATHAY GENERAL BANCORP | CATY | 2,315,829 | -66,529 | 80,440,000 | -5,110,000 | $34.73 |
| 06/30/2019 | CATHAY GENERAL BANCORP | CATY | 2,382,358 | 1,067,513 | 85,550,000 | 40,964,000 | $35.91 |
| 03/31/2019 | CATHAY GENERAL BANCORP | CATY | 1,314,845 | 58,170 | 44,586,000 | 2,450,000 | $33.91 |
| 12/31/2018 | CATHAY GENERAL BANCORP | CATY | 1,256,675 | -3,605 | 42,136,000 | -10,090,000 | $33.53 |
| 09/30/2018 | CATHAY GENERAL BANCORP | CATY | 1,260,280 | 47,981 | 52,226,000 | 3,140,000 | $41.44 |
| 06/30/2018 | CATHAY GENERAL BANCORP | CATY | 1,212,299 | 223,232 | 49,086,000 | 9,543,000 | $40.49 |
| 03/31/2018 | CATHAY GENERAL BANCORP | CATY | 989,067 | 139,620 | 39,543,000 | 3,722,000 | $39.98 |
| 12/31/2017 | CATHAY GENERAL BANCORP | CATY | 849,447 | 808,069 | 35,821,000 | 34,158,000 | $42.17 |
| 09/30/2017 | CATHAY GENERAL BANCORP | CATY | 41,378 | 0 | 1,663,000 | 93,000 | $40.19 |
| 06/30/2017 | CATHAY GENERAL BANCORP | CATY | 41,378 | -27,403 | 1,570,000 | -1,022,000 | $37.94 |
| 03/31/2017 | CATHAY GENERAL BANCORP | CATY | 68,781 | -4,834 | 2,592,000 | -208,000 | $37.68 |
| 12/31/2016 | CATHAY GENERAL BANCORP | CATY | 73,615 | -2,080 | 2,800,000 | 470,000 | $38.04 |
| 09/30/2016 | CATHAY GENERAL BANCORP | CATY | 75,695 | -1,228 | 2,330,000 | 161,000 | $30.78 |
| 06/30/2016 | CATHAY GENERAL BANCORP | CATY | 76,923 | 76,923 | 2,169,000 | 2,169,000 | $28.20 |
| 03/31/2016 | CATHAY GENERAL BANCORP | CATY | 66,939 | -69,559 | 1,896,000 | -1,294,000 | $28.32 |
| 12/31/2015 | CATHAY GENERAL BANCORP | CATY | 76,931 | -59,567 | 2,410,000 | -780,000 | $31.33 |
| 09/30/2015 | CATHAY GENERAL BANCORP | CATY | 79,823 | -56,675 | 2,391,000 | -799,000 | $29.95 |
| 06/30/2015 | CATHAY GENERAL BANCORP | CATY | 99,815 | -36,683 | 3,239,000 | 49,000 | $32.45 |
| 03/31/2015 | CATHAY GENERAL BANCORP | CATY | 98,196 | -38,302 | 2,794,000 | -396,000 | $28.45 |
| 12/31/2014 | CATHAY GENERAL BANCORP | CATY | 106,212 | -30,286 | 2,718,000 | -472,000 | $25.59 |
| 09/30/2014 | CATHAY GENERAL BANCORP | CATY | 98,563 | -37,935 | 2,447,000 | -743,000 | $24.83 |
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