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Nuveen Asset Management, LLC
> GERN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | GERON CORP | GERN | 1,370,975 | 49,760 | 4,400,830,000 | 4,397,963,000 | $3,210.00 |
| 03/31/2023 | GERON CORP | GERN | 1,321,215 | 384,731 | 2,867,000 | -2,967,000 | $2.17 |
| 12/31/2022 | GERON CORP | GERN | 936,484 | -79,604 | 5,834,000 | -496,000 | $6.23 |
| 09/30/2022 | GERON CORP | GERN | 1,016,088 | 321 | 6,330,000 | 1,000 | $6.23 |
| 06/30/2022 | GERON CORP | GERN | 1,015,767 | -132,563 | 6,329,000 | -825,000 | $6.23 |
| 03/31/2022 | GERON CORP | GERN | 1,148,330 | -96,097 | 7,154,000 | -598,000 | $6.23 |
| 09/30/2021 | GERON CORP | GERN | 1,244,427 | 75,250 | 7,752,000 | 468,000 | $6.23 |
| 06/30/2021 | GERON CORP | GERN | 1,169,177 | -52,538 | 7,284,000 | -327,000 | $6.23 |
| 03/31/2021 | GERON CORP | GERN | 1,221,715 | -37,184 | 7,611,000 | -232,000 | $6.23 |
| 12/31/2020 | GERON CORP | GERN | 1,258,899 | -37 | 7,843,000 | 0 | $6.23 |
| 09/30/2020 | GERON CORP | GERN | 1,258,936 | 409,740 | 7,843,000 | 2,553,000 | $6.23 |
| 06/30/2020 | GERON CORP | GERN | 849,196 | 157,229 | 5,290,000 | 4,466,000 | $6.23 |
| 03/31/2020 | GERON CORP | GERN | 691,967 | -564 | 824,000 | -117,000 | $1.19 |
| 12/31/2019 | GERON CORP | GERN | 692,531 | -10,260 | 941,000 | 7,000 | $1.36 |
| 09/30/2019 | GERON CORP | GERN | 702,791 | -33,896 | 934,000 | -105,000 | $1.33 |
| 06/30/2019 | GERON CORP | GERN | 736,687 | 736,687 | 1,039,000 | 1,039,000 | $1.41 |
| 12/31/2016 | GERON CORP | GERN | 0 | -10,224 | 0 | -23,000 | |
| 09/30/2016 | GERON CORP | GERN | 10,224 | 0 | 23,000 | -4,000 | $2.25 |
| 06/30/2016 | GERON CORP | GERN | 10,224 | 10,224 | 27,000 | 27,000 | $2.64 |
| 03/31/2016 | GERON CORP | GERN | 10,709 | 627 | 31,000 | -3,000 | $2.89 |
| 12/31/2015 | GERON CORP | GERN | 11,239 | 1,157 | 54,000 | 20,000 | $4.80 |
| 09/30/2015 | GERON CORP | GERN | 11,692 | 1,610 | 32,000 | -2,000 | $2.74 |
| 06/30/2015 | GERON CORP | GERN | 11,692 | 1,610 | 50,000 | 16,000 | $4.28 |
| 03/31/2015 | GERON CORP | GERN | 12,171 | 2,089 | 46,000 | 12,000 | $3.78 |
| 12/31/2014 | GERON CORP | GERN | 12,171 | 2,089 | 40,000 | 6,000 | $3.29 |
| 09/30/2014 | GERON CORP | GERN | 12,873 | 2,791 | 26,000 | -8,000 | $2.02 |
| 06/30/2014 | GERON CORP | GERN | 12,873 | 0 | 41,000 | 14,000 | $3.18 |
| 03/31/2014 | GERON CORP | GERN | 12,873 | 2,791 | 27,000 | -7,000 | $2.10 |
| 12/31/2013 | GERON CORP | GERN | 10,869 | 787 | 52,000 | 18,000 | $4.78 |
| 09/30/2013 | GERON CORP | GERN | 10,082 | 10,082 | 34,000 | 34,000 | $3.37 |
| 12/31/2012 | GERON CORP | GERN | 0 | -32,966 | 0 | -56,042 | |
| 09/30/2012 | GERON CORP | GERN | 32,966 | 0 | 56,042 | -247 | $1.70 |
| 06/30/2012 | GERON CORP | GERN | 32,966 | 339 | 56,289 | 1,150 | $1.71 |
| 03/31/2012 | GERON CORP | GERN | 32,627 | 312 | 55,140 | 7,313 | $1.69 |
| 12/31/2011 | GERON CORP | GERN | 32,315 | 32,315 | 47,826 | 47,826 | $1.48 |
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