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BANK OF AMERICA CORP
> HRZN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | Horizon Technology Finance Corp | HRZN | 2,225 | 357 | 26,874,000 | 5,806,000 | $12,078.20 |
| 03/31/2023 | Horizon Technology Finance Corp | HRZN | 1,868 | 1,361 | 21,068,000 | 21,063,000 | $11,278.37 |
| 09/30/2022 | Horizon Technology Finance Corp | HRZN | 507 | 0 | 5,000 | -1,000 | $9.86 |
| 06/30/2022 | Horizon Technology Finance Corp | HRZN | 507 | 6 | 6,000 | -1,000 | $11.83 |
| 03/31/2022 | Horizon Technology Finance Corp | HRZN | 501 | 0 | 7,000 | -1,000 | $13.97 |
| 12/31/2021 | Horizon Technology Finance Corp | HRZN | 501 | 0 | 8,000 | 0 | $15.97 |
| 09/30/2021 | Horizon Technology Finance Corp | HRZN | 501 | 0 | 8,000 | -1,000 | $15.97 |
| 06/30/2021 | Horizon Technology Finance Corp | HRZN | 501 | 500 | 9,000 | 8,986 | $17.96 |
| 03/31/2021 | Horizon Technology Finance Corp | HRZN | 1 | -2 | 14 | -25 | $14.38 |
| 12/31/2020 | Horizon Technology Finance Corp | HRZN | 3 | -1,000 | 40 | -11,960 | $13.24 |
| 09/30/2020 | Horizon Technology Finance Corp | HRZN | 1,003 | 1 | 12,000 | 1,000 | $11.96 |
| 06/30/2020 | Horizon Technology Finance Corp | HRZN | 1,002 | -51 | 11,000 | 2,000 | $10.98 |
| 03/31/2020 | Horizon Technology Finance Corp | HRZN | 1,053 | -87 | 9,000 | -6,000 | $8.55 |
| 12/31/2019 | Horizon Technology Finance Corp | HRZN | 1,140 | 139 | 15,000 | 3,000 | $13.16 |
| 09/30/2019 | Horizon Technology Finance Corp | HRZN | 1,001 | 1 | 12,000 | 0 | $11.99 |
| 06/30/2019 | Horizon Technology Finance Corp | HRZN | 1,000 | 0 | 12,000 | 0 | $12.00 |
| 03/31/2019 | Horizon Technology Finance Corp | HRZN | 1,000 | -54 | 12,000 | 0 | $12.00 |
| 12/31/2018 | Horizon Technology Finance Corp | HRZN | 1,054 | 0 | 12,000 | 0 | $11.39 |
| 09/30/2018 | Horizon Technology Finance Corp | HRZN | 1,054 | 54 | 12,000 | 2,000 | $11.39 |
| 06/30/2018 | Horizon Technology Finance Corp | HRZN | 1,000 | 1,000 | 10,000 | 10,000 | $10.00 |
| 12/31/2017 | Horizon Technology Finance Corp | HRZN | 0 | -1,000 | 0 | -11,000 | |
| 09/30/2017 | Horizon Technology Finance Corp | HRZN | 1,000 | 1,000 | 11,000 | 11,000 | $11.00 |
| 12/31/2015 | Horizon Technology Finance Corp | HRZN | 0 | -15,483 | 0 | -196,000 | |
| 09/30/2015 | Horizon Technology Finance Corp | HRZN | 0 | -15,483 | 0 | -196,000 | |
| 06/30/2015 | Horizon Technology Finance Corp | HRZN | 15,483 | 15,480 | 196,000 | 195,959 | $12.66 |
| 03/31/2015 | Horizon Technology Finance Corp | HRZN | 3 | 0 | 41 | -1 | $13.82 |
| 12/31/2014 | Horizon Technology Finance Corp | HRZN | 3 | -339 | 42 | -4,958 | $13.99 |
| 09/30/2014 | Horizon Technology Finance Corp | HRZN | 342 | -28,322 | 5,000 | -414,000 | $14.62 |
| 06/30/2014 | Horizon Technology Finance Corp | HRZN | 28,664 | 8,617 | 419,000 | 168,000 | $14.62 |
| 03/31/2014 | Horizon Technology Finance Corp | HRZN | 20,047 | 18,771 | 251,000 | 233,000 | $12.52 |
| 12/31/2013 | Horizon Technology Finance Corp | HRZN | 1,276 | 1,117 | 18,000 | 16,000 | $14.11 |
| 09/30/2013 | Horizon Technology Finance Corp | HRZN | 159 | -365 | 2,000 | -5,000 | $12.58 |
| 06/30/2013 | Horizon Technology Finance Corp | HRZN | 524 | 302 | 7,000 | 4,000 | $13.36 |
| 03/31/2013 | Horizon Technology Finance Corp | HRZN | 222 | 22 | 3,000 | 0 | $13.51 |
| 12/31/2012 | Horizon Technology Finance Corp | HRZN | 200 | -300 | 3,000 | -5,000 | $15.00 |
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