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CHARLES SCHWAB INVESTMENT MANAGEMENT INC
> ETON
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2022 | Eton Pharmaceuticals, Inc. | ETON | 13,239 | 13,239 | 35,000 | 35,000 | $2.64 |
| 06/30/2021 | Eton Pharmaceuticals, Inc. | ETON | 0 | -41,409 | 0 | -304,000 | |
| 03/31/2021 | Eton Pharmaceuticals, Inc. | ETON | 41,409 | 0 | 304,000 | -33,000 | $7.34 |
| 12/31/2020 | Eton Pharmaceuticals, Inc. | ETON | 41,409 | 6,141 | 337,000 | 58,000 | $8.14 |
| 09/30/2020 | Eton Pharmaceuticals, Inc. | ETON | 35,268 | -13,209 | 279,000 | 14,000 | $7.91 |
| 06/30/2020 | Eton Pharmaceuticals, Inc. | ETON | 48,477 | 48,477 | 265,000 | 265,000 | $5.47 |
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