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Marshall Wace North America L.P.
> RILY
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2021 | B. Riley Financial, Inc. | RILY | 0 | -310,799 | 0 | -23,465,000 | |
| 06/30/2021 | B. Riley Financial, Inc. | RILY | 310,799 | 297,478 | 23,465,000 | 22,713,000 | $75.50 |
| 03/31/2021 | B. Riley Financial, Inc. | RILY | 13,321 | 13,321 | 752,000 | 752,000 | $56.45 |
| 12/31/2020 | B. Riley Financial, Inc. | RILY | 0 | -17,169 | 0 | -430,000 | |
| 09/30/2020 | B. Riley Financial, Inc. | RILY | 17,169 | 17,169 | 430,000 | 430,000 | $25.05 |
| 03/31/2020 | B. Riley Financial, Inc. | RILY | 0 | -676 | 0 | -17,000 | |
| 12/31/2019 | B. Riley Financial, Inc. | RILY | 676 | 676 | 17,000 | 17,000 | $25.15 |
| 09/30/2017 | B. Riley Financial, Inc. | RILY | 0 | -28,954 | 0 | -550,000 | |
| 06/30/2017 | B. Riley Financial, Inc. | RILY | 28,954 | 28,954 | 550,000 | 550,000 | $19.00 |
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