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WINDSOR FINANCIAL GROUP LLC
> TROV
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2017 | Cardiff Oncology, Inc. | TROV | 62,500 | 0 | 79,000 | 7,000 | $1.26 |
| 03/31/2017 | Cardiff Oncology, Inc. | TROV | 62,500 | 0 | 72,000 | -59,000 | $1.15 |
| 12/31/2016 | Cardiff Oncology, Inc. | TROV | 62,500 | 0 | 131,000 | -150,000 | $2.10 |
| 09/30/2016 | Cardiff Oncology, Inc. | TROV | 62,500 | 0 | 281,000 | -2,000 | $4.50 |
| 06/30/2016 | Cardiff Oncology, Inc. | TROV | 62,500 | 0 | 283,000 | -8,000 | $4.53 |
| 03/31/2016 | Cardiff Oncology, Inc. | TROV | 62,500 | 62,500 | 291,000 | 291,000 | $4.66 |
| 12/31/2015 | Cardiff Oncology, Inc. | TROV | 62,500 | 62,500 | 338,000 | 338,000 | $5.41 |
| 09/30/2015 | Cardiff Oncology, Inc. | TROV | 62,500 | 0 | 356,000 | -70,000 | $5.70 |
| 06/30/2015 | Cardiff Oncology, Inc. | TROV | 62,500 | 0 | 634,000 | 208,000 | $10.14 |
| 03/31/2015 | Cardiff Oncology, Inc. | TROV | 62,500 | 62,500 | 426,000 | 426,000 | $6.82 |
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