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GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
> SYT
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2017 | SYNGENTA AG | SYT | 0 | -403,758 | 0 | -18,512,000 | |
| 09/30/2017 | SYNGENTA AG | SYT | 0 | -403,758 | 0 | -18,512,000 | |
| 06/30/2017 | SYNGENTA AG | SYT | 0 | -403,758 | 0 | -18,512,000 | |
| 03/31/2017 | SYNGENTA AG | SYT | 0 | -403,758 | 0 | -18,512,000 | |
| 12/31/2016 | SYNGENTA AG | SYT | 0 | -403,758 | 0 | -18,512,000 | |
| 09/30/2016 | SYNGENTA AG | SYT | 0 | -403,758 | 0 | -18,512,000 | |
| 06/30/2016 | SYNGENTA AG | SYT | 0 | -403,758 | 0 | -18,512,000 | |
| 03/31/2016 | SYNGENTA AG | SYT | 0 | -403,758 | 0 | -18,512,000 | |
| 12/31/2015 | SYNGENTA AG | SYT | 0 | -403,758 | 0 | -18,512,000 | |
| 09/30/2013 | SYNGENTA AG | SYT | 0 | -403,758 | 0 | -18,512,000 | |
| 09/30/2012 | SYNGENTA AG | SYT | 0 | -403,758 | 0 | -18,512,000 | |
| 06/30/2012 | SYNGENTA AG | SYT | 0 | -403,758 | 0 | -18,512,000 | |
| 03/31/2012 | SYNGENTA AG | SYT | 0 | -403,758 | 0 | -18,512,000 | |
| 12/31/2011 | SYNGENTA AG | SYT | 0 | -403,758 | 0 | -18,512,000 | |
| 09/30/2011 | SYNGENTA AG | SYT | 0 | -403,758 | 0 | -18,512,000 | |
| 06/30/2011 | SYNGENTA AG | SYT | 0 | -403,758 | 0 | -18,512,000 | |
| 03/31/2011 | SYNGENTA AG | SYT | 0 | -403,758 | 0 | -18,512,000 | |
| 12/31/2010 | SYNGENTA AG | SYT | 0 | -403,758 | 0 | -18,512,000 | |
| 09/30/2010 | SYNGENTA AG | SYT | 0 | -403,758 | 0 | -18,512,000 | |
| 06/30/2010 | SYNGENTA AG | SYT | 403,758 | -58,817 | 18,512,000 | -7,166,000 | $45.85 |
| 03/31/2010 | SYNGENTA AG | SYT | 462,575 | 18,649 | 25,678,000 | 698,000 | $55.51 |
| 12/31/2009 | SYNGENTA AG | SYT | 443,926 | 16,199 | 24,980,000 | 5,326,000 | $56.27 |
| 09/30/2009 | SYNGENTA AG | SYT | 427,727 | -53,392 | 19,654,000 | -2,728,000 | $45.95 |
| 06/30/2009 | SYNGENTA AG | SYT | 481,119 | -17,846 | 22,382,000 | 2,369,000 | $46.52 |
| 03/31/2009 | SYNGENTA AG | SYT | 498,965 | -84,258 | 20,013,000 | -2,814,300 | $40.11 |
| 12/31/2008 | SYNGENTA AG | SYT | 583,223 | 583,223 | 22,827,300 | 22,827,300 | $39.14 |
| 08/30/2008 | SYNGENTA AG | SYT | 724,030 | 84,735 | 30,640,900 | -10,721,500 | $42.32 |
| 06/30/2008 | SYNGENTA AG | SYT | 639,295 | 138,250 | 41,362,400 | 12,046,300 | $64.70 |
| 03/31/2008 | SYNGENTA AG | SYT | 501,045 | 325,614 | 29,316,100 | 20,433,100 | $58.51 |
| 12/31/2007 | SYNGENTA AG | SYT | 175,431 | 116,217 | 8,883,000 | 6,327,920 | $50.64 |
| 09/30/2007 | SYNGENTA AG | SYT | 59,214 | 59,214 | 2,555,080 | 2,555,080 | $43.15 |
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