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GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
> BIDU
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2017 | Baidu, Inc. | BIDU | 0 | -386,917 | 0 | -26,341,000 | |
| 09/30/2017 | Baidu, Inc. | BIDU | 0 | -386,917 | 0 | -26,341,000 | |
| 06/30/2017 | Baidu, Inc. | BIDU | 0 | -386,917 | 0 | -26,341,000 | |
| 03/31/2017 | Baidu, Inc. | BIDU | 0 | -386,917 | 0 | -26,341,000 | |
| 12/31/2016 | Baidu, Inc. | BIDU | 0 | -386,917 | 0 | -26,341,000 | |
| 09/30/2016 | Baidu, Inc. | BIDU | 0 | -386,917 | 0 | -26,341,000 | |
| 06/30/2016 | Baidu, Inc. | BIDU | 0 | -386,917 | 0 | -26,341,000 | |
| 03/31/2016 | Baidu, Inc. | BIDU | 0 | -386,917 | 0 | -26,341,000 | |
| 12/31/2015 | Baidu, Inc. | BIDU | 0 | -386,917 | 0 | -26,341,000 | |
| 09/30/2013 | Baidu, Inc. | BIDU | 0 | -386,917 | 0 | -26,341,000 | |
| 09/30/2012 | Baidu, Inc. | BIDU | 0 | -386,917 | 0 | -26,341,000 | |
| 06/30/2012 | Baidu, Inc. | BIDU | 0 | -386,917 | 0 | -26,341,000 | |
| 03/31/2012 | Baidu, Inc. | BIDU | 0 | -386,917 | 0 | -26,341,000 | |
| 12/31/2011 | Baidu, Inc. | BIDU | 0 | -386,917 | 0 | -26,341,000 | |
| 09/30/2011 | Baidu, Inc. | BIDU | 0 | -386,917 | 0 | -26,341,000 | |
| 06/30/2011 | Baidu, Inc. | BIDU | 0 | -386,917 | 0 | -26,341,000 | |
| 03/31/2011 | Baidu, Inc. | BIDU | 0 | -386,917 | 0 | -26,341,000 | |
| 12/31/2010 | Baidu, Inc. | BIDU | 0 | -386,917 | 0 | -26,341,000 | |
| 09/30/2010 | Baidu, Inc. | BIDU | 0 | -386,917 | 0 | -26,341,000 | |
| 06/30/2010 | Baidu, Inc. | BIDU | 386,917 | 348,501 | 26,341,000 | 3,407,000 | $68.08 |
| 03/31/2010 | Baidu, Inc. | BIDU | 38,416 | 890 | 22,934,000 | 7,502,000 | $596.99 |
| 12/31/2009 | Baidu, Inc. | BIDU | 37,526 | 11,107 | 15,432,000 | 5,101,000 | $411.23 |
| 09/30/2009 | Baidu, Inc. | BIDU | 26,419 | 1,866 | 10,331,000 | 2,938,000 | $391.04 |
| 06/30/2009 | Baidu, Inc. | BIDU | 24,553 | 7,630 | 7,393,000 | 4,404,000 | $301.10 |
| 03/31/2009 | Baidu, Inc. | BIDU | 16,923 | -304 | 2,989,000 | 739,700 | $176.62 |
| 12/31/2008 | Baidu, Inc. | BIDU | 17,227 | 17,227 | 2,249,300 | 2,249,300 | $130.57 |
| 08/30/2008 | Baidu, Inc. | BIDU | 21,007 | -6,012 | 5,214,600 | -3,241,300 | $248.23 |
| 06/30/2008 | Baidu, Inc. | BIDU | 27,019 | 4,201 | 8,455,900 | 2,988,000 | $312.96 |
| 03/31/2008 | Baidu, Inc. | BIDU | 22,818 | 1,323 | 5,467,900 | -2,906,100 | $239.63 |
| 12/31/2007 | Baidu, Inc. | BIDU | 21,495 | 6,774 | 8,374,000 | 4,114,790 | $389.58 |
| 09/30/2007 | Baidu, Inc. | BIDU | 14,721 | 4,410 | 4,259,210 | 2,527,210 | $289.33 |
| 06/30/2007 | Baidu, Inc. | BIDU | 10,311 | 6,471 | 1,732,000 | 1,361,250 | $167.98 |
| 03/31/2007 | Baidu, Inc. | BIDU | 3,840 | 122 | 370,750 | -48,340 | $96.55 |
| 12/31/2006 | Baidu, Inc. | BIDU | 3,718 | 3,579 | 419,090 | 406,920 | $112.72 |
| 09/30/2006 | Baidu, Inc. | BIDU | 139 | 139 | 12,170 | 12,170 | $87.55 |
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