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GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
> CM
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2017 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 0 | -447,457 | 0 | -27,849,000 | |
| 09/30/2017 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 0 | -447,457 | 0 | -27,849,000 | |
| 06/30/2017 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 0 | -447,457 | 0 | -27,849,000 | |
| 03/31/2017 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 0 | -447,457 | 0 | -27,849,000 | |
| 12/31/2016 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 0 | -447,457 | 0 | -27,849,000 | |
| 09/30/2016 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 0 | -447,457 | 0 | -27,849,000 | |
| 06/30/2016 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 0 | -447,457 | 0 | -27,849,000 | |
| 03/31/2016 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 0 | -447,457 | 0 | -27,849,000 | |
| 12/31/2015 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 0 | -447,457 | 0 | -27,849,000 | |
| 09/30/2013 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 0 | -447,457 | 0 | -27,849,000 | |
| 09/30/2012 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 0 | -447,457 | 0 | -27,849,000 | |
| 06/30/2012 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 0 | -447,457 | 0 | -27,849,000 | |
| 03/31/2012 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 0 | -447,457 | 0 | -27,849,000 | |
| 12/31/2011 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 0 | -447,457 | 0 | -27,849,000 | |
| 09/30/2011 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 0 | -447,457 | 0 | -27,849,000 | |
| 06/30/2011 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 0 | -447,457 | 0 | -27,849,000 | |
| 03/31/2011 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 0 | -447,457 | 0 | -27,849,000 | |
| 12/31/2010 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 0 | -447,457 | 0 | -27,849,000 | |
| 09/30/2010 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 0 | -447,457 | 0 | -27,849,000 | |
| 06/30/2010 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 447,457 | -5,340 | 27,849,000 | -5,278,000 | $62.24 |
| 03/31/2010 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 452,797 | 54,649 | 33,127,000 | 7,251,000 | $73.16 |
| 12/31/2009 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 398,148 | -1,347 | 25,876,000 | -2,488,000 | $64.99 |
| 09/30/2009 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 399,495 | 41,916 | 28,364,000 | 7,531,000 | $71.00 |
| 06/30/2009 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 357,579 | -55,681 | 20,833,000 | 1,960,000 | $58.26 |
| 03/31/2009 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 413,260 | 9,642 | 18,873,000 | -1,723,000 | $45.67 |
| 12/31/2008 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 403,618 | 403,618 | 20,596,000 | 20,596,000 | $51.03 |
| 08/30/2008 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 397,880 | 77,272 | 22,892,000 | 5,187,700 | $57.53 |
| 06/30/2008 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 320,608 | 1,005 | 17,704,300 | -3,022,200 | $55.22 |
| 03/31/2008 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 319,603 | 98,975 | 20,726,500 | 4,951,500 | $64.85 |
| 12/31/2007 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 220,628 | 993 | 15,775,000 | -6,079,650 | $71.50 |
| 09/30/2007 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 219,635 | -20,707 | 21,854,650 | 315,650 | $99.50 |
| 06/30/2007 | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | CM | 240,342 | 240,342 | 21,539,000 | 21,539,000 | $89.62 |
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