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RATIONAL ADVISORS LLC
> GS
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | GOLDMAN SACHS GROUP INC | GS | 827 | 827 | 266,741,000 | 266,741,000 | $322,540.51 |
| 03/31/2022 | GOLDMAN SACHS GROUP INC | GS | 0 | -4,944 | 0 | -1,891,000 | |
| 12/31/2021 | GOLDMAN SACHS GROUP INC | GS | 4,944 | -6,686 | 1,891,000 | -2,506,000 | $382.48 |
| 09/30/2021 | GOLDMAN SACHS GROUP INC | GS | 11,630 | 7,234 | 4,397,000 | 2,729,000 | $378.07 |
| 06/30/2021 | GOLDMAN SACHS GROUP INC | GS | 4,396 | -5,240 | 1,668,000 | -1,483,000 | $379.44 |
| 03/31/2021 | GOLDMAN SACHS GROUP INC | GS | 9,636 | 1,979 | 3,151,000 | 1,132,000 | $327.00 |
| 12/31/2020 | GOLDMAN SACHS GROUP INC | GS | 7,657 | 2,418 | 2,019,000 | 966,000 | $263.68 |
| 09/30/2020 | GOLDMAN SACHS GROUP INC | GS | 5,239 | 526 | 1,053,000 | 121,000 | $200.99 |
| 06/30/2020 | GOLDMAN SACHS GROUP INC | GS | 4,713 | 4,713 | 932,000 | 932,000 | $197.75 |
| 03/31/2020 | GOLDMAN SACHS GROUP INC | GS | 0 | -16 | 0 | -4,000 | |
| 12/31/2019 | GOLDMAN SACHS GROUP INC | GS | 16 | -1,168 | 4,000 | -241,000 | $250.00 |
| 09/30/2019 | GOLDMAN SACHS GROUP INC | GS | 1,184 | 1,129 | 245,000 | 234,000 | $206.93 |
| 06/30/2019 | GOLDMAN SACHS GROUP INC | GS | 55 | -390 | 11,000 | -74,000 | $200.00 |
| 03/31/2019 | GOLDMAN SACHS GROUP INC | GS | 445 | 323 | 85,000 | 65,000 | $191.01 |
| 12/31/2018 | GOLDMAN SACHS GROUP INC | GS | 122 | 54 | 20,000 | 5,000 | $163.93 |
| 09/30/2018 | GOLDMAN SACHS GROUP INC | GS | 68 | -26 | 15,000 | -6,000 | $220.59 |
| 06/30/2018 | GOLDMAN SACHS GROUP INC | GS | 94 | -3,536 | 21,000 | -893,000 | $223.40 |
| 03/31/2018 | GOLDMAN SACHS GROUP INC | GS | 3,630 | 819 | 914,000 | 198,000 | $251.79 |
| 12/31/2017 | GOLDMAN SACHS GROUP INC | GS | 2,811 | 1,711 | 716,000 | 455,000 | $254.71 |
| 09/30/2017 | GOLDMAN SACHS GROUP INC | GS | 1,100 | -2,350 | 261,000 | -504,000 | $237.27 |
| 06/30/2017 | GOLDMAN SACHS GROUP INC | GS | 3,450 | 2,306 | 765,000 | 502,000 | $221.74 |
| 03/31/2017 | GOLDMAN SACHS GROUP INC | GS | 1,144 | -166 | 263,000 | -58,000 | $229.90 |
| 12/31/2016 | GOLDMAN SACHS GROUP INC | GS | 1,310 | 1,310 | 321,000 | 321,000 | $245.04 |
| 03/31/2016 | GOLDMAN SACHS GROUP INC | GS | 0 | -544 | 0 | -95,000 | |
| 09/30/2015 | GOLDMAN SACHS GROUP INC | GS | 544 | 544 | 95,000 | 95,000 | $174.63 |
| 06/30/2015 | GOLDMAN SACHS GROUP INC | GS | 114 | 0 | 24,000 | 3,000 | $210.53 |
| 03/31/2015 | GOLDMAN SACHS GROUP INC | GS | 114 | 114 | 21,000 | 21,000 | $184.21 |
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