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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | CATERPILLAR INC | CAT | 21,384 | -420 | 5,122,867,000 | 5,119,289,000 | $239,565.42 |
| 03/31/2023 | CATERPILLAR INC | CAT | 21,384 | -420 | 5,122,867,000 | 5,119,289,000 | $239,565.42 |
| 09/30/2022 | CATERPILLAR INC | CAT | 21,804 | 1,230 | 3,578,000 | -100,000 | $164.10 |
| 06/30/2022 | CATERPILLAR INC | CAT | 20,574 | 696 | 3,678,000 | -751,000 | $178.77 |
| 03/31/2022 | CATERPILLAR INC | CAT | 19,878 | 156 | 4,429,000 | 352,000 | $222.81 |
| 12/31/2021 | CATERPILLAR INC | CAT | 19,722 | 294 | 4,077,000 | 347,000 | $206.72 |
| 09/30/2021 | CATERPILLAR INC | CAT | 19,428 | -106 | 3,730,000 | -521,000 | $191.99 |
| 06/30/2021 | CATERPILLAR INC | CAT | 19,534 | -518 | 4,251,000 | 601,000 | $217.62 |
| 12/31/2020 | CATERPILLAR INC | CAT | 20,052 | 103 | 3,650,000 | 675,000 | $182.03 |
| 09/30/2020 | CATERPILLAR INC | CAT | 19,949 | 263 | 2,975,000 | 485,000 | $149.13 |
| 06/30/2020 | CATERPILLAR INC | CAT | 19,686 | 862 | 2,490,000 | 306,000 | $126.49 |
| 03/31/2020 | CATERPILLAR INC | CAT | 18,824 | 477 | 2,184,000 | -525,000 | $116.02 |
| 12/31/2019 | CATERPILLAR INC | CAT | 18,347 | -1,217 | 2,709,000 | 238,000 | $147.65 |
| 09/30/2019 | CATERPILLAR INC | CAT | 19,564 | 998 | 2,471,000 | -59,000 | $126.30 |
| 06/30/2019 | CATERPILLAR INC | CAT | 18,566 | 308 | 2,530,000 | 56,000 | $136.27 |
| 03/31/2019 | CATERPILLAR INC | CAT | 18,258 | 528 | 2,474,000 | 221,000 | $135.50 |
| 12/31/2018 | CATERPILLAR INC | CAT | 17,730 | 871 | 2,253,000 | -318,000 | $127.07 |
| 09/30/2018 | CATERPILLAR INC | CAT | 16,859 | 919 | 2,571,000 | 408,000 | $152.50 |
| 06/30/2018 | CATERPILLAR INC | CAT | 15,940 | 2,037 | 2,163,000 | 114,000 | $135.70 |
| 03/31/2018 | CATERPILLAR INC | CAT | 13,903 | -7,677 | 2,049,000 | -1,352,000 | $147.38 |
| 12/31/2017 | CATERPILLAR INC | CAT | 21,580 | -1,496 | 3,401,000 | 523,000 | $157.60 |
| 09/30/2017 | CATERPILLAR INC | CAT | 23,076 | -1,017 | 2,878,000 | 289,000 | $124.72 |
| 06/30/2017 | CATERPILLAR INC | CAT | 24,093 | 272 | 2,589,000 | 379,000 | $107.46 |
| 03/31/2017 | CATERPILLAR INC | CAT | 23,821 | 1,148 | 2,210,000 | 107,000 | $92.78 |
| 12/31/2016 | CATERPILLAR INC | CAT | 22,673 | -5,505 | 2,103,000 | -398,000 | $92.75 |
| 09/30/2016 | CATERPILLAR INC | CAT | 28,178 | 23,412 | 2,501,000 | 2,140,000 | $88.76 |
| 06/30/2016 | CATERPILLAR INC | CAT | 4,766 | 1,158 | 361,000 | 85,000 | $75.74 |
| 03/31/2016 | CATERPILLAR INC | CAT | 3,608 | -23,101 | 276,000 | -2,117,000 | $76.50 |
| 12/31/2015 | CATERPILLAR INC | CAT | 0 | -26,709 | 0 | -2,393,000 | |
| 09/30/2015 | CATERPILLAR INC | CAT | 0 | -39,504 | 0 | -3,351,000 | |
| 06/30/2015 | CATERPILLAR INC | CAT | 39,504 | 12,795 | 3,351,000 | 958,000 | $84.83 |
| 03/31/2015 | CATERPILLAR INC | CAT | 33,781 | 7,072 | 3,092,000 | 699,000 | $91.53 |
| 12/31/2014 | CATERPILLAR INC | CAT | 33,781 | 7,072 | 3,092,000 | 699,000 | $91.53 |
| 09/30/2014 | CATERPILLAR INC | CAT | 33,669 | 6,960 | 3,334,000 | 941,000 | $99.02 |
| 06/30/2014 | CATERPILLAR INC | CAT | 33,576 | 6,867 | 3,649,000 | 1,256,000 | $108.68 |
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