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AlphaOne Investment Services, LLC
> GCAP
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2020 | GAIN Capital Holdings, Inc. | GCAP | 0 | -79,255 | 0 | -442,000 | |
| 03/31/2020 | GAIN Capital Holdings, Inc. | GCAP | 79,255 | 14,516 | 442,000 | 186,000 | $5.58 |
| 12/31/2019 | GAIN Capital Holdings, Inc. | GCAP | 64,739 | 17,379 | 256,000 | 6,000 | $3.95 |
| 09/30/2019 | GAIN Capital Holdings, Inc. | GCAP | 47,360 | 1,239 | 250,000 | 59,000 | $5.28 |
| 06/30/2019 | GAIN Capital Holdings, Inc. | GCAP | 46,121 | 39,044 | 191,000 | 147,000 | $4.14 |
| 03/31/2019 | GAIN Capital Holdings, Inc. | GCAP | 7,077 | 476 | 44,000 | 3,000 | $6.22 |
| 12/31/2018 | GAIN Capital Holdings, Inc. | GCAP | 6,601 | -231 | 41,000 | -3,000 | $6.21 |
| 09/30/2018 | GAIN Capital Holdings, Inc. | GCAP | 6,832 | 1,832 | 44,000 | 6,000 | $6.44 |
| 06/30/2018 | GAIN Capital Holdings, Inc. | GCAP | 5,000 | -6,263 | 38,000 | -38,000 | $7.60 |
| 03/31/2018 | GAIN Capital Holdings, Inc. | GCAP | 11,263 | 4,674 | 76,000 | 10,000 | $6.75 |
| 12/31/2017 | GAIN Capital Holdings, Inc. | GCAP | 6,589 | -7,497 | 66,000 | -24,000 | $10.02 |
| 09/30/2017 | GAIN Capital Holdings, Inc. | GCAP | 14,086 | 1,470 | 90,000 | 11,000 | $6.39 |
| 06/30/2017 | GAIN Capital Holdings, Inc. | GCAP | 12,616 | 12,616 | 79,000 | 79,000 | $6.26 |
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