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IndexIQ Advisors LLC
> NPTN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2022 | NEOPHOTONICS CORP | NPTN | 92,317 | -49,173 | 1,404,000 | -771,000 | $15.21 |
| 12/31/2021 | NEOPHOTONICS CORP | NPTN | 141,490 | 103,867 | 2,175,000 | 1,847,000 | $15.37 |
| 09/30/2021 | NEOPHOTONICS CORP | NPTN | 37,623 | 3,768 | 328,000 | -18,000 | $8.72 |
| 06/30/2021 | NEOPHOTONICS CORP | NPTN | 33,855 | -2,206 | 346,000 | -85,000 | $10.22 |
| 03/31/2021 | NEOPHOTONICS CORP | NPTN | 36,061 | 36,061 | 431,000 | 431,000 | $11.95 |
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