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GOFEN & GLOSSBERG LLC
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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2022 | CATERPILLAR INC | CAT | 61,590 | 1,710 | 14,754,000 | 4,929,000 | $239.55 |
| 09/30/2022 | CATERPILLAR INC | CAT | 59,880 | 549 | 9,825,000 | -781,000 | $164.08 |
| 06/30/2022 | CATERPILLAR INC | CAT | 59,331 | -42 | 10,606,000 | -2,623,000 | $178.76 |
| 03/31/2022 | CATERPILLAR INC | CAT | 59,373 | -459 | 13,229,000 | 859,000 | $222.81 |
| 12/31/2021 | CATERPILLAR INC | CAT | 59,832 | -296 | 12,370,000 | 827,000 | $206.75 |
| 09/30/2021 | CATERPILLAR INC | CAT | 60,128 | -1,749 | 11,543,000 | -2,804,000 | $191.97 |
| 06/30/2021 | CATERPILLAR INC | CAT | 61,646 | -231 | 13,416,000 | -931,000 | $217.63 |
| 03/31/2021 | CATERPILLAR INC | CAT | 61,877 | -10 | 14,347,000 | 3,082,000 | $231.86 |
| 12/31/2020 | CATERPILLAR INC | CAT | 61,887 | -63 | 11,265,000 | 2,025,000 | $182.03 |
| 09/30/2020 | CATERPILLAR INC | CAT | 61,950 | 0 | 9,240,000 | 1,403,000 | $149.15 |
| 06/30/2020 | CATERPILLAR INC | CAT | 61,950 | -1,670 | 7,837,000 | 455,000 | $126.51 |
| 03/31/2020 | CATERPILLAR INC | CAT | 63,620 | -755 | 7,382,000 | -2,125,000 | $116.03 |
| 12/31/2019 | CATERPILLAR INC | CAT | 64,375 | -458 | 9,507,000 | 1,318,000 | $147.68 |
| 09/30/2019 | CATERPILLAR INC | CAT | 64,833 | -1,866 | 8,189,000 | -901,000 | $126.31 |
| 06/30/2019 | CATERPILLAR INC | CAT | 66,699 | -1,450 | 9,090,000 | -144,000 | $136.28 |
| 03/31/2019 | CATERPILLAR INC | CAT | 68,149 | -170 | 9,234,000 | 553,000 | $135.50 |
| 12/31/2018 | CATERPILLAR INC | CAT | 68,319 | -175 | 8,681,000 | -1,764,000 | $127.07 |
| 09/30/2018 | CATERPILLAR INC | CAT | 68,494 | -603 | 10,445,000 | 1,071,000 | $152.50 |
| 06/30/2018 | CATERPILLAR INC | CAT | 69,097 | -1,037 | 9,374,000 | -962,000 | $135.66 |
| 03/31/2018 | CATERPILLAR INC | CAT | 70,134 | -3,465 | 10,336,000 | -1,262,000 | $147.38 |
| 12/31/2017 | CATERPILLAR INC | CAT | 73,599 | -552 | 11,598,000 | 2,351,000 | $157.58 |
| 09/30/2017 | CATERPILLAR INC | CAT | 74,151 | 1,526 | 9,247,000 | 1,443,000 | $124.70 |
| 06/30/2017 | CATERPILLAR INC | CAT | 72,625 | -866 | 7,804,000 | 987,000 | $107.46 |
| 03/31/2017 | CATERPILLAR INC | CAT | 73,491 | -1,250 | 6,817,000 | -115,000 | $92.76 |
| 12/31/2016 | CATERPILLAR INC | CAT | 74,741 | -2,915 | 6,932,000 | 38,000 | $92.75 |
| 09/30/2016 | CATERPILLAR INC | CAT | 77,656 | -10,053 | 6,894,000 | 245,000 | $88.78 |
| 06/30/2016 | CATERPILLAR INC | CAT | 87,709 | -3,701 | 6,649,000 | -347,000 | $75.81 |
| 03/31/2016 | CATERPILLAR INC | CAT | 91,410 | 91,410 | 6,996,000 | 6,996,000 | $76.53 |
| 12/31/2015 | CATERPILLAR INC | CAT | 103,097 | -97,328 | 7,006,000 | -9,527,000 | $67.96 |
| 09/30/2015 | CATERPILLAR INC | CAT | 110,554 | -11,232 | 7,226,000 | -3,104,000 | $65.36 |
| 06/30/2015 | CATERPILLAR INC | CAT | 121,786 | -78,639 | 10,330,000 | -6,203,000 | $84.82 |
| 03/31/2015 | CATERPILLAR INC | CAT | 126,060 | -43,399 | 10,089,000 | -5,422,000 | $80.03 |
| 12/31/2014 | CATERPILLAR INC | CAT | 169,459 | -30,966 | 15,511,000 | -1,022,000 | $91.53 |
| 09/30/2014 | CATERPILLAR INC | CAT | 180,504 | -19,921 | 17,875,000 | 1,342,000 | $99.03 |
| 06/30/2014 | CATERPILLAR INC | CAT | 182,184 | -18,241 | 19,798,000 | 3,265,000 | $108.67 |
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