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GUGGENHEIM CAPITAL LLC
> YRI
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | YAMANA GOLD INC. | YRI | 0 | -709,259 | 0 | -4,149,165,000 | |
| 03/31/2023 | YAMANA GOLD INC. | YRI | 709,259 | 204,866 | 4,149,165,000 | 1,349,784,000 | $5,850.00 |
| 12/31/2022 | YAMANA GOLD INC. | YRI | 504,393 | -70,074 | 2,799,381,000 | 2,796,778,000 | $5,550.00 |
| 09/30/2022 | YAMANA GOLD INC. | YRI | 574,467 | -275,440 | 2,603,000 | -1,349,000 | $4.53 |
| 06/30/2022 | YAMANA GOLD INC. | YRI | 849,907 | 313,048 | 3,952,000 | 956,000 | $4.65 |
| 03/31/2022 | YAMANA GOLD INC. | YRI | 536,859 | 4,247 | 2,996,000 | 748,000 | $5.58 |
| 12/31/2021 | YAMANA GOLD INC. | YRI | 532,612 | -237,761 | 2,248,000 | -1,003,000 | $4.22 |
| 06/30/2021 | YAMANA GOLD INC. | YRI | 770,373 | 29,450 | 3,251,000 | 36,000 | $4.22 |
| 03/31/2021 | YAMANA GOLD INC. | YRI | 740,923 | 4,075 | 3,215,000 | -993,000 | $4.34 |
| 12/31/2020 | YAMANA GOLD INC. | YRI | 736,848 | 119,364 | 4,208,000 | 701,000 | $5.71 |
| 09/30/2020 | YAMANA GOLD INC. | YRI | 617,484 | -43,939 | 3,507,000 | -104,000 | $5.68 |
| 06/30/2020 | YAMANA GOLD INC. | YRI | 661,423 | -24,800 | 3,611,000 | 1,724,000 | $5.46 |
| 03/31/2020 | YAMANA GOLD INC. | YRI | 686,223 | -126,939 | 1,887,000 | -1,325,000 | $2.75 |
| 12/31/2019 | YAMANA GOLD INC. | YRI | 813,162 | 146,305 | 3,212,000 | 1,091,000 | $3.95 |
| 09/30/2019 | YAMANA GOLD INC. | YRI | 666,857 | -377,097 | 2,121,000 | -510,000 | $3.18 |
| 06/30/2019 | YAMANA GOLD INC. | YRI | 1,043,954 | 335,005 | 2,631,000 | 781,000 | $2.52 |
| 03/31/2019 | YAMANA GOLD INC. | YRI | 708,949 | 15,906 | 1,850,000 | 214,000 | $2.61 |
| 12/31/2018 | YAMANA GOLD INC. | YRI | 693,043 | 82,234 | 1,636,000 | 115,000 | $2.36 |
| 09/30/2018 | YAMANA GOLD INC. | YRI | 610,809 | 36,016 | 1,521,000 | -146,000 | $2.49 |
| 06/30/2018 | YAMANA GOLD INC. | YRI | 574,793 | -38,646 | 1,667,000 | -27,000 | $2.90 |
| 03/31/2018 | YAMANA GOLD INC. | YRI | 613,439 | -31,466 | 1,694,000 | -319,000 | $2.76 |
| 12/31/2017 | YAMANA GOLD INC. | YRI | 644,905 | -215,230 | 2,013,000 | -267,000 | $3.12 |
| 09/30/2017 | YAMANA GOLD INC. | YRI | 860,135 | 150,320 | 2,280,000 | 555,000 | $2.65 |
| 06/30/2017 | YAMANA GOLD INC. | YRI | 709,815 | -13,100 | 1,725,000 | -270,000 | $2.43 |
| 03/31/2017 | YAMANA GOLD INC. | YRI | 722,915 | -8,388 | 1,995,000 | -60,000 | $2.76 |
| 12/31/2016 | YAMANA GOLD INC. | YRI | 731,303 | -181,214 | 2,055,000 | -1,878,000 | $2.81 |
| 09/30/2016 | YAMANA GOLD INC. | YRI | 912,517 | 912,517 | 3,933,000 | 3,933,000 | $4.31 |
| 06/30/2016 | YAMANA GOLD INC. | YRI | 922,497 | 922,497 | 4,797,000 | 4,797,000 | $5.20 |
| 03/31/2016 | YAMANA GOLD INC. | YRI | 847,337 | 11,100 | 2,576,000 | 1,021,000 | $3.04 |
| 12/31/2015 | YAMANA GOLD INC. | YRI | 836,237 | 22,256 | 1,555,000 | 171,000 | $1.86 |
| 09/30/2015 | YAMANA GOLD INC. | YRI | 813,981 | 277,146 | 1,384,000 | -543,000 | $1.70 |
| 06/30/2015 | YAMANA GOLD INC. | YRI | 568,448 | 31,613 | 1,705,000 | -222,000 | $3.00 |
| 03/31/2015 | YAMANA GOLD INC. | YRI | 536,835 | 84,597 | 1,927,000 | -5,015,000 | $3.59 |
| 12/31/2014 | YAMANA GOLD INC. | YRI | 592,042 | 139,804 | 2,380,000 | -4,562,000 | $4.02 |
| 09/30/2014 | YAMANA GOLD INC. | YRI | 0 | -452,238 | 0 | -6,942,000 | |
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