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GUGGENHEIM CAPITAL LLC
> HMY
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | HARMONY GOLD MINING CO LTD | HMY | 551,793 | -9,743 | 2,317,531,000 | 15,233,000 | $4,200.00 |
| 03/31/2023 | HARMONY GOLD MINING CO LTD | HMY | 561,536 | 38,124 | 2,302,298,000 | 522,697,000 | $4,100.00 |
| 12/31/2022 | HARMONY GOLD MINING CO LTD | HMY | 523,412 | -33,327 | 1,779,601,000 | 1,778,248,000 | $3,400.00 |
| 09/30/2022 | HARMONY GOLD MINING CO LTD | HMY | 556,739 | -64,777 | 1,353,000 | -592,000 | $2.43 |
| 06/30/2022 | HARMONY GOLD MINING CO LTD | HMY | 621,516 | 205,578 | 1,945,000 | -147,000 | $3.13 |
| 03/31/2022 | HARMONY GOLD MINING CO LTD | HMY | 415,938 | 4,789 | 2,092,000 | 402,000 | $5.03 |
| 12/31/2021 | HARMONY GOLD MINING CO LTD | HMY | 411,149 | -183,597 | 1,690,000 | -528,000 | $4.11 |
| 06/30/2021 | HARMONY GOLD MINING CO LTD | HMY | 594,746 | 34,820 | 2,218,000 | -223,000 | $3.73 |
| 03/31/2021 | HARMONY GOLD MINING CO LTD | HMY | 559,926 | -60,210 | 2,441,000 | -461,000 | $4.36 |
| 12/31/2020 | HARMONY GOLD MINING CO LTD | HMY | 620,136 | 103,580 | 2,902,000 | 180,000 | $4.68 |
| 09/30/2020 | HARMONY GOLD MINING CO LTD | HMY | 516,556 | -78,768 | 2,722,000 | 239,000 | $5.27 |
| 06/30/2020 | HARMONY GOLD MINING CO LTD | HMY | 595,324 | 62,213 | 2,483,000 | 1,321,000 | $4.17 |
| 03/31/2020 | HARMONY GOLD MINING CO LTD | HMY | 533,111 | -98,609 | 1,162,000 | -1,131,000 | $2.18 |
| 12/31/2019 | HARMONY GOLD MINING CO LTD | HMY | 631,720 | 631,720 | 2,293,000 | 2,293,000 | $3.63 |
| 12/31/2017 | HARMONY GOLD MINING CO LTD | HMY | 0 | -643,497 | 0 | -1,178,000 | |
| 09/30/2017 | HARMONY GOLD MINING CO LTD | HMY | 643,497 | 61,080 | 1,178,000 | 217,000 | $1.83 |
| 06/30/2017 | HARMONY GOLD MINING CO LTD | HMY | 582,417 | 34,810 | 961,000 | -381,000 | $1.65 |
| 03/31/2017 | HARMONY GOLD MINING CO LTD | HMY | 547,607 | -40,720 | 1,342,000 | 42,000 | $2.45 |
| 12/31/2016 | HARMONY GOLD MINING CO LTD | HMY | 588,327 | -126,799 | 1,300,000 | -1,196,000 | $2.21 |
| 09/30/2016 | HARMONY GOLD MINING CO LTD | HMY | 715,126 | 715,126 | 2,496,000 | 2,496,000 | $3.49 |
| 06/30/2016 | HARMONY GOLD MINING CO LTD | HMY | 752,350 | 752,350 | 2,716,000 | 2,716,000 | $3.61 |
| 03/31/2016 | HARMONY GOLD MINING CO LTD | HMY | 500,400 | 500,400 | 1,821,000 | 1,821,000 | $3.64 |
| 12/31/2015 | HARMONY GOLD MINING CO LTD | HMY | 0 | -540,418 | 0 | -940,000 | |
| 09/30/2015 | HARMONY GOLD MINING CO LTD | HMY | 0 | -572,135 | 0 | -767,000 | |
| 06/30/2015 | HARMONY GOLD MINING CO LTD | HMY | 572,135 | 31,717 | 767,000 | -173,000 | $1.34 |
| 03/31/2015 | HARMONY GOLD MINING CO LTD | HMY | 540,418 | 73,817 | 940,000 | -2,051,000 | $1.74 |
| 12/31/2014 | HARMONY GOLD MINING CO LTD | HMY | 305,772 | -160,829 | 578,000 | -2,413,000 | $1.89 |
| 09/30/2014 | HARMONY GOLD MINING CO LTD | HMY | 0 | -466,601 | 0 | -2,991,000 | |
| 06/30/2014 | HARMONY GOLD MINING CO LTD | HMY | 403,951 | -62,650 | 1,200,000 | -1,791,000 | $2.97 |
| 03/31/2014 | HARMONY GOLD MINING CO LTD | HMY | 392,216 | -74,385 | 1,196,000 | -1,795,000 | $3.05 |
| 12/31/2013 | HARMONY GOLD MINING CO LTD | HMY | 465,262 | -1,339 | 1,177,000 | -1,814,000 | $2.53 |
| 09/30/2013 | HARMONY GOLD MINING CO LTD | HMY | 488,496 | 21,895 | 1,651,000 | -1,340,000 | $3.38 |
| 06/30/2013 | HARMONY GOLD MINING CO LTD | HMY | 527,817 | 61,216 | 2,011,000 | -980,000 | $3.81 |
| 03/31/2013 | HARMONY GOLD MINING CO LTD | HMY | 466,601 | -34,655 | 2,991,000 | -1,500,000 | $6.41 |
| 12/31/2012 | HARMONY GOLD MINING CO LTD | HMY | 501,256 | -37,751 | 4,491,000 | -42,000 | $8.96 |
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