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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | CATERPILLAR INC | CAT | 52,161 | -3,033 | 12,834,214,000 | -388,061,000 | $246,050.00 |
| 12/31/2022 | CATERPILLAR INC | CAT | 55,194 | -1,506 | 13,222,275,000 | 13,212,140,000 | $239,560.01 |
| 06/30/2022 | CATERPILLAR INC | CAT | 56,700 | 16,153 | 10,135,000 | 1,101,000 | $178.75 |
| 03/31/2022 | CATERPILLAR INC | CAT | 40,547 | -988 | 9,034,000 | 447,000 | $222.80 |
| 12/31/2021 | CATERPILLAR INC | CAT | 41,535 | -1,551 | 8,587,000 | 316,000 | $206.74 |
| 09/30/2021 | CATERPILLAR INC | CAT | 43,086 | -1,266 | 8,271,000 | -1,381,000 | $191.96 |
| 06/30/2021 | CATERPILLAR INC | CAT | 44,352 | 821 | 9,652,000 | -442,000 | $217.62 |
| 03/31/2021 | CATERPILLAR INC | CAT | 43,531 | -96 | 10,094,000 | 2,153,000 | $231.88 |
| 12/31/2020 | CATERPILLAR INC | CAT | 43,627 | -154 | 7,941,000 | 1,411,000 | $182.02 |
| 09/30/2020 | CATERPILLAR INC | CAT | 43,781 | -4,219 | 6,530,000 | 458,000 | $149.15 |
| 06/30/2020 | CATERPILLAR INC | CAT | 48,000 | -3,084 | 6,072,000 | 144,000 | $126.50 |
| 03/31/2020 | CATERPILLAR INC | CAT | 51,084 | -18,323 | 5,928,000 | -4,322,000 | $116.04 |
| 12/31/2019 | CATERPILLAR INC | CAT | 69,407 | -2,851 | 10,250,000 | 1,123,000 | $147.68 |
| 09/30/2019 | CATERPILLAR INC | CAT | 72,258 | -1,099 | 9,127,000 | -871,000 | $126.31 |
| 06/30/2019 | CATERPILLAR INC | CAT | 73,357 | -12,380 | 9,998,000 | -1,619,000 | $136.29 |
| 03/31/2019 | CATERPILLAR INC | CAT | 85,737 | -1,262 | 11,617,000 | 562,000 | $135.50 |
| 12/31/2018 | CATERPILLAR INC | CAT | 86,999 | -2,314 | 11,055,000 | -2,564,000 | $127.07 |
| 09/30/2018 | CATERPILLAR INC | CAT | 89,313 | -497 | 13,619,000 | 1,434,000 | $152.49 |
| 06/30/2018 | CATERPILLAR INC | CAT | 89,810 | -744 | 12,185,000 | -1,161,000 | $135.68 |
| 03/31/2018 | CATERPILLAR INC | CAT | 90,554 | 19,083 | 13,346,000 | 2,084,000 | $147.38 |
| 12/31/2017 | CATERPILLAR INC | CAT | 71,471 | -1,809 | 11,262,000 | 4,465,000 | $157.57 |
| 03/31/2017 | CATERPILLAR INC | CAT | 73,280 | 73,280 | 6,797,000 | 6,797,000 | $92.75 |
| 03/31/2016 | CATERPILLAR INC | CAT | 0 | -69,215 | 0 | -6,019,000 | |
| 09/30/2013 | CATERPILLAR INC | CAT | 0 | -69,215 | 0 | -6,019,000 | |
| 06/30/2013 | CATERPILLAR INC | CAT | 0 | -69,215 | 0 | -6,019,000 | |
| 03/31/2013 | CATERPILLAR INC | CAT | 69,215 | -325 | 6,019,000 | -212,000 | $86.96 |
| 12/31/2012 | CATERPILLAR INC | CAT | 69,540 | -9,407 | 6,231,000 | -561,000 | $89.60 |
| 09/30/2012 | CATERPILLAR INC | CAT | 78,947 | 2,148 | 6,792,000 | 271,000 | $86.03 |
| 06/30/2012 | CATERPILLAR INC | CAT | 76,799 | 961 | 6,521,000 | -1,557,000 | $84.91 |
| 03/31/2012 | CATERPILLAR INC | CAT | 75,838 | -1,265 | 8,078,000 | 1,092,000 | $106.52 |
| 12/31/2011 | CATERPILLAR INC | CAT | 77,103 | -659 | 6,986,000 | 1,244,000 | $90.61 |
| 09/30/2011 | CATERPILLAR INC | CAT | 77,762 | -52 | 5,742,000 | -2,542,000 | $73.84 |
| 06/30/2011 | CATERPILLAR INC | CAT | 77,814 | -2,356 | 8,284,000 | -643,000 | $106.46 |
| 03/31/2011 | CATERPILLAR INC | CAT | 80,170 | -1,574 | 8,927,000 | 1,271,000 | $111.35 |
| 12/31/2010 | CATERPILLAR INC | CAT | 81,744 | 3,405 | 7,656,000 | 1,492,000 | $93.66 |
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