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HighTower Advisors, LLC
> TY
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | TRI-CONTINENTAL CORP | TY | 25,801 | -3,964 | 707,000,000 | -57,000,000 | $27,402.04 |
| 12/31/2022 | TRI-CONTINENTAL CORP | TY | 29,765 | 516 | 764,000,000 | 763,253,000 | $25,667.73 |
| 09/30/2022 | TRI-CONTINENTAL CORP | TY | 29,249 | 123 | 747,000 | -17,000 | $25.54 |
| 06/30/2022 | TRI-CONTINENTAL CORP | TY | 29,126 | -233 | 764,000 | -139,000 | $26.23 |
| 03/31/2022 | TRI-CONTINENTAL CORP | TY | 29,359 | -411 | 903,000 | -85,000 | $30.76 |
| 12/31/2021 | TRI-CONTINENTAL CORP | TY | 29,770 | 2,168 | 988,000 | 67,000 | $33.19 |
| 09/30/2021 | TRI-CONTINENTAL CORP | TY | 27,602 | -860 | 921,000 | -47,000 | $33.37 |
| 06/30/2021 | TRI-CONTINENTAL CORP | TY | 28,462 | 307 | 968,000 | 54,000 | $34.01 |
| 03/31/2021 | TRI-CONTINENTAL CORP | TY | 28,155 | 275 | 914,000 | 93,000 | $32.46 |
| 12/31/2020 | TRI-CONTINENTAL CORP | TY | 27,880 | -37 | 821,000 | 97,000 | $29.45 |
| 09/30/2020 | TRI-CONTINENTAL CORP | TY | 27,917 | 315 | 724,000 | 44,000 | $25.93 |
| 06/30/2020 | TRI-CONTINENTAL CORP | TY | 27,602 | 120 | 680,000 | 107,000 | $24.64 |
| 03/31/2020 | TRI-CONTINENTAL CORP | TY | 27,482 | 10,617 | 573,000 | 96,000 | $20.85 |
| 12/31/2019 | TRI-CONTINENTAL CORP | TY | 16,865 | -1,913 | 477,000 | -36,000 | $28.28 |
| 09/30/2019 | TRI-CONTINENTAL CORP | TY | 18,778 | -5,430 | 513,000 | -139,000 | $27.32 |
| 06/30/2019 | TRI-CONTINENTAL CORP | TY | 24,208 | -1,478 | 652,000 | -21,000 | $26.93 |
| 03/31/2019 | TRI-CONTINENTAL CORP | TY | 25,686 | -504 | 673,000 | 59,000 | $26.20 |
| 12/31/2018 | TRI-CONTINENTAL CORP | TY | 26,190 | -2,041 | 614,000 | -176,000 | $23.44 |
| 09/30/2018 | TRI-CONTINENTAL CORP | TY | 28,231 | 1,325 | 790,000 | 76,000 | $27.98 |
| 06/30/2018 | TRI-CONTINENTAL CORP | TY | 26,906 | -354 | 714,000 | -3,000 | $26.54 |
| 03/31/2018 | TRI-CONTINENTAL CORP | TY | 27,260 | -1,092 | 717,000 | -46,000 | $26.30 |
| 12/31/2017 | TRI-CONTINENTAL CORP | TY | 28,352 | 1,047 | 763,000 | 64,000 | $26.91 |
| 09/30/2017 | TRI-CONTINENTAL CORP | TY | 27,305 | 564 | 699,000 | 49,000 | $25.60 |
| 06/30/2017 | TRI-CONTINENTAL CORP | TY | 26,741 | -291 | 650,000 | 28,000 | $24.31 |
| 03/31/2017 | TRI-CONTINENTAL CORP | TY | 27,032 | -783 | 622,000 | 11,000 | $23.01 |
| 12/31/2016 | TRI-CONTINENTAL CORP | TY | 27,815 | 183 | 611,000 | 23,000 | $21.97 |
| 09/30/2016 | TRI-CONTINENTAL CORP | TY | 27,632 | 58 | 588,000 | 21,000 | $21.28 |
| 06/30/2016 | TRI-CONTINENTAL CORP | TY | 27,574 | 27,574 | 567,000 | 567,000 | $20.56 |
| 03/31/2016 | TRI-CONTINENTAL CORP | TY | 0 | -27,096 | 0 | -544,000 | |
| 12/31/2015 | TRI-CONTINENTAL CORP | TY | 27,096 | -696 | 544,000 | 2,000 | $20.08 |
| 09/30/2015 | TRI-CONTINENTAL CORP | TY | 27,792 | 8,524 | 542,000 | 134,000 | $19.50 |
| 06/30/2015 | TRI-CONTINENTAL CORP | TY | 19,268 | -1,383 | 408,000 | -40,000 | $21.18 |
| 03/31/2015 | TRI-CONTINENTAL CORP | TY | 20,651 | 5,201 | 448,000 | 117,000 | $21.69 |
| 12/31/2014 | TRI-CONTINENTAL CORP | TY | 15,450 | 1,706 | 331,000 | 44,000 | $21.42 |
| 09/30/2014 | TRI-CONTINENTAL CORP | TY | 13,744 | 750 | 287,000 | 14,000 | $20.88 |
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