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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | CATERPILLAR INC | CAT | 5,257,096 | -408,792 | 1,293,508,422,000 | -3,073,274,000 | $246,049.99 |
| 03/31/2023 | CATERPILLAR INC | CAT | 5,665,888 | 1,324,998 | 1,296,581,696,000 | 1,295,869,442,000 | $228,839.98 |
| 09/30/2022 | CATERPILLAR INC | CAT | 4,340,890 | -1,905,926 | 712,254,000 | -404,427,000 | $164.08 |
| 06/30/2022 | CATERPILLAR INC | CAT | 6,246,816 | 9,815 | 1,116,681,000 | -273,047,000 | $178.76 |
| 03/31/2022 | CATERPILLAR INC | CAT | 6,237,001 | 2,062,751 | 1,389,728,000 | 526,745,000 | $222.82 |
| 12/31/2021 | CATERPILLAR INC | CAT | 4,174,250 | -848,793 | 862,983,000 | -101,292,000 | $206.74 |
| 09/30/2021 | CATERPILLAR INC | CAT | 5,023,043 | -1,472,004 | 964,275,000 | -449,242,000 | $191.97 |
| 06/30/2021 | CATERPILLAR INC | CAT | 6,495,047 | -879,549 | 1,413,517,000 | -296,430,000 | $217.63 |
| 03/31/2021 | CATERPILLAR INC | CAT | 7,374,596 | 1,354,809 | 1,709,947,000 | 614,226,000 | $231.87 |
| 12/31/2020 | CATERPILLAR INC | CAT | 6,019,787 | 1,788,783 | 1,095,721,000 | 464,667,000 | $182.02 |
| 09/30/2020 | CATERPILLAR INC | CAT | 4,231,004 | 894,512 | 631,054,000 | 208,987,000 | $149.15 |
| 06/30/2020 | CATERPILLAR INC | CAT | 3,336,492 | -143,806 | 422,067,000 | 18,214,000 | $126.50 |
| 03/31/2020 | CATERPILLAR INC | CAT | 3,480,298 | -288,259 | 403,853,000 | -152,687,000 | $116.04 |
| 12/31/2019 | CATERPILLAR INC | CAT | 3,768,557 | 2,347,888 | 556,540,000 | 377,095,000 | $147.68 |
| 09/30/2019 | CATERPILLAR INC | CAT | 1,420,669 | -147,680 | 179,445,000 | -34,306,000 | $126.31 |
| 06/30/2019 | CATERPILLAR INC | CAT | 1,568,349 | -756,034 | 213,751,000 | -101,179,000 | $136.29 |
| 03/31/2019 | CATERPILLAR INC | CAT | 2,324,383 | -679,629 | 314,930,000 | -66,789,000 | $135.49 |
| 12/31/2018 | CATERPILLAR INC | CAT | 3,004,012 | -1,270,293 | 381,719,000 | -270,071,000 | $127.07 |
| 09/30/2018 | CATERPILLAR INC | CAT | 4,274,305 | -415,882 | 651,790,000 | 15,472,000 | $152.49 |
| 06/30/2018 | CATERPILLAR INC | CAT | 4,690,187 | -874,720 | 636,318,000 | -183,838,000 | $135.67 |
| 03/31/2018 | CATERPILLAR INC | CAT | 5,564,907 | -10,141,498 | 820,156,000 | -1,654,859,000 | $147.38 |
| 12/31/2017 | CATERPILLAR INC | CAT | 15,706,405 | -3,512,191 | 2,475,015,000 | 78,263,000 | $157.58 |
| 09/30/2017 | CATERPILLAR INC | CAT | 19,218,596 | -395,065 | 2,396,752,000 | 2,394,644,316 | $124.71 |
| 06/30/2017 | CATERPILLAR INC | CAT | 19,613,661 | 2,052,300 | 2,107,684 | -1,626,884,316 | $0.11 |
| 03/31/2017 | CATERPILLAR INC | CAT | 17,561,361 | 1,798,312 | 1,628,992,000 | 167,127,000 | $92.76 |
| 12/31/2016 | CATERPILLAR INC | CAT | 15,763,049 | 3,228,098 | 1,461,865,000 | 349,136,000 | $92.74 |
| 09/30/2016 | CATERPILLAR INC | CAT | 12,534,951 | 12,534,951 | 1,112,729,000 | 1,112,729,000 | $88.77 |
| 06/30/2016 | CATERPILLAR INC | CAT | 8,698,110 | 6,557,618 | 659,404,000 | 495,571,000 | $75.81 |
| 03/31/2016 | CATERPILLAR INC | CAT | 2,140,492 | 432,213 | 163,833,000 | 47,739,000 | $76.54 |
| 12/31/2015 | CATERPILLAR INC | CAT | 1,708,279 | -9,395 | 116,094,000 | 3,827,000 | $67.96 |
| 09/30/2015 | CATERPILLAR INC | CAT | 1,717,674 | -784,045 | 112,267,000 | -99,929,000 | $65.36 |
| 06/30/2015 | CATERPILLAR INC | CAT | 2,501,719 | -1,143,524 | 212,196,000 | -79,533,000 | $84.82 |
| 03/31/2015 | CATERPILLAR INC | CAT | 3,645,243 | -4,273,284 | 291,729,000 | -433,055,000 | $80.03 |
| 12/31/2014 | CATERPILLAR INC | CAT | 7,918,527 | -2,061,417 | 724,784,000 | -263,530,000 | $91.53 |
| 09/30/2014 | CATERPILLAR INC | CAT | 9,979,944 | -4,105,013 | 988,314,000 | -542,298,000 | $99.03 |
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