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MACKAY SHIELDS LLC
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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2022 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 25,745 | 0 | 242,775,000 | 242,537,000 | $9,429.99 |
| 09/30/2022 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 25,745 | 0 | 238,000 | -16,000 | $9.24 |
| 06/30/2022 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 25,745 | 0 | 254,000 | -45,000 | $9.87 |
| 03/31/2022 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 25,745 | 0 | 299,000 | -36,000 | $11.61 |
| 12/31/2021 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 25,745 | 0 | 335,000 | -3,000 | $13.01 |
| 09/30/2021 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 25,745 | 0 | 338,000 | -5,000 | $13.13 |
| 06/30/2021 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 25,745 | 0 | 343,000 | 26,000 | $13.32 |
| 03/31/2021 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 25,745 | 0 | 317,000 | 0 | $12.31 |
| 12/31/2020 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 25,745 | 0 | 317,000 | 17,000 | $12.31 |
| 09/30/2020 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 25,745 | 0 | 300,000 | 2,000 | $11.65 |
| 06/30/2020 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 25,745 | 0 | 298,000 | 0 | $11.58 |
| 03/31/2020 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 25,745 | 0 | 298,000 | -23,000 | $11.58 |
| 12/31/2019 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 25,745 | 0 | 321,000 | -1,000 | $12.47 |
| 09/30/2019 | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. | NBO | 25,745 | 25,745 | 322,000 | 322,000 | $12.51 |
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