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Crow Point Partners, LLC
> DUK
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2019 | Duke Energy CORP | DUK | 0 | -150,000 | 0 | -14,417,000 | |
| 09/30/2019 | Duke Energy CORP | DUK | 150,000 | 150,000 | 14,417,000 | 14,417,000 | $96.11 |
| 06/30/2018 | Duke Energy CORP | DUK | 0 | -2,000 | 0 | -155,000 | |
| 03/31/2018 | Duke Energy CORP | DUK | 2,000 | 2,000 | 155,000 | 155,000 | $77.50 |
| 03/31/2017 | Duke Energy CORP | DUK | 0 | -30,514 | 0 | -2,368,000 | |
| 12/31/2016 | Duke Energy CORP | DUK | 30,514 | 0 | 2,368,000 | -74,000 | $77.60 |
| 09/30/2016 | Duke Energy CORP | DUK | 30,514 | 0 | 2,442,000 | 247,000 | $80.03 |
| 09/30/2015 | Duke Energy CORP | DUK | 30,514 | 0 | 2,195,000 | 40,000 | $71.93 |
| 06/30/2015 | Duke Energy CORP | DUK | 30,514 | 0 | 2,155,000 | -188,000 | $70.62 |
| 03/31/2015 | Duke Energy CORP | DUK | 30,514 | 0 | 2,343,000 | 62,000 | $76.78 |
| 09/30/2014 | Duke Energy CORP | DUK | 30,514 | 0 | 2,281,000 | 108,000 | $74.75 |
| 06/30/2014 | Duke Energy CORP | DUK | 30,514 | 30,514 | 2,173,000 | 2,173,000 | $71.21 |
| 03/31/2014 | Duke Energy CORP | DUK | 30,514 | 30,514 | 2,173,000 | 2,173,000 | $71.21 |
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