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RAYMOND JAMES & ASSOCIATES
> RIV
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 32,555 | 8,443 | 399,775,000 | 399,435,000 | $12,279.99 |
| 06/30/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 24,112 | -259 | 340,000 | -49,000 | $14.10 |
| 03/31/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 24,371 | 2,526 | 389,000 | 41,000 | $15.96 |
| 12/31/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 21,845 | -584 | 348,000 | -33,000 | $15.93 |
| 09/30/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 22,429 | -1,358 | 381,000 | -56,000 | $16.99 |
| 06/30/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 23,787 | -13,161 | 437,000 | -207,000 | $18.37 |
| 03/31/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 36,948 | -1,923 | 644,000 | 18,000 | $17.43 |
| 12/31/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 38,871 | -3,805 | 626,000 | 14,000 | $16.10 |
| 09/30/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 42,676 | -2,852 | 612,000 | -64,000 | $14.34 |
| 06/30/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 45,528 | -11,971 | 676,000 | -38,000 | $14.85 |
| 03/31/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 57,499 | -44,429 | 714,000 | -949,000 | $12.42 |
| 12/31/2019 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 101,928 | 20,538 | 1,663,000 | 256,000 | $16.32 |
| 09/30/2019 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 81,390 | 980 | 1,407,000 | 36,000 | $17.29 |
| 06/30/2019 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 80,410 | 533 | 1,371,000 | 53,000 | $17.05 |
| 03/31/2019 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 79,877 | 2,995 | 1,318,000 | 69,000 | $16.50 |
| 12/31/2018 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 76,882 | 18,417 | 1,249,000 | 153,000 | $16.25 |
| 09/30/2018 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 58,465 | 25,076 | 1,096,000 | 408,000 | $18.75 |
| 06/30/2018 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 33,389 | -30,093 | 688,000 | -604,000 | $20.61 |
| 03/31/2018 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 63,482 | -4,270 | 1,292,000 | -64,000 | $20.35 |
| 12/31/2017 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 67,752 | 13,144 | 1,356,000 | 229,000 | $20.01 |
| 09/30/2017 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 54,608 | -2,929 | 1,127,000 | -22,000 | $20.64 |
| 06/30/2017 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 57,537 | 57,537 | 1,149,000 | 1,149,000 | $19.97 |
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