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RAYMOND JAMES & ASSOCIATES
> CATY
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2022 | CATHAY GENERAL BANCORP | CATY | 171,578 | -1,716 | 6,998,667,000 | 6,991,883,000 | $40,790.00 |
| 06/30/2022 | CATHAY GENERAL BANCORP | CATY | 173,294 | 2,359 | 6,784,000 | -865,000 | $39.15 |
| 03/31/2022 | CATHAY GENERAL BANCORP | CATY | 170,935 | 1,389 | 7,649,000 | 360,000 | $44.75 |
| 12/31/2021 | CATHAY GENERAL BANCORP | CATY | 169,546 | -18,676 | 7,289,000 | -502,000 | $42.99 |
| 09/30/2021 | CATHAY GENERAL BANCORP | CATY | 188,222 | -1,323 | 7,791,000 | 331,000 | $41.39 |
| 06/30/2021 | CATHAY GENERAL BANCORP | CATY | 189,545 | -1,906 | 7,460,000 | -347,000 | $39.36 |
| 03/31/2021 | CATHAY GENERAL BANCORP | CATY | 191,451 | -23,615 | 7,807,000 | 884,000 | $40.78 |
| 12/31/2020 | CATHAY GENERAL BANCORP | CATY | 215,066 | -18,112 | 6,923,000 | 1,868,000 | $32.19 |
| 09/30/2020 | CATHAY GENERAL BANCORP | CATY | 233,178 | -6,037 | 5,055,000 | -1,236,000 | $21.68 |
| 06/30/2020 | CATHAY GENERAL BANCORP | CATY | 239,215 | 3,677 | 6,291,000 | 885,000 | $26.30 |
| 03/31/2020 | CATHAY GENERAL BANCORP | CATY | 235,538 | 30,088 | 5,406,000 | -2,411,000 | $22.95 |
| 12/31/2019 | CATHAY GENERAL BANCORP | CATY | 205,450 | 52,089 | 7,817,000 | 2,490,000 | $38.05 |
| 09/30/2019 | CATHAY GENERAL BANCORP | CATY | 153,361 | 17,537 | 5,327,000 | 450,000 | $34.74 |
| 06/30/2019 | CATHAY GENERAL BANCORP | CATY | 135,824 | 22,367 | 4,877,000 | 1,030,000 | $35.91 |
| 03/31/2019 | CATHAY GENERAL BANCORP | CATY | 113,457 | 100,587 | 3,847,000 | 3,415,000 | $33.91 |
| 12/31/2018 | CATHAY GENERAL BANCORP | CATY | 12,870 | 620 | 432,000 | -76,000 | $33.57 |
| 09/30/2018 | CATHAY GENERAL BANCORP | CATY | 12,250 | -563 | 508,000 | -11,000 | $41.47 |
| 06/30/2018 | CATHAY GENERAL BANCORP | CATY | 12,813 | -1,717 | 519,000 | -62,000 | $40.51 |
| 03/31/2018 | CATHAY GENERAL BANCORP | CATY | 14,530 | -850 | 581,000 | -68,000 | $39.99 |
| 12/31/2017 | CATHAY GENERAL BANCORP | CATY | 15,380 | 1,100 | 649,000 | 75,000 | $42.20 |
| 09/30/2017 | CATHAY GENERAL BANCORP | CATY | 14,280 | -370 | 574,000 | 18,000 | $40.20 |
| 06/30/2017 | CATHAY GENERAL BANCORP | CATY | 14,650 | -150 | 556,000 | -2,000 | $37.95 |
| 03/31/2017 | CATHAY GENERAL BANCORP | CATY | 14,800 | -400 | 558,000 | -20,000 | $37.70 |
| 12/31/2016 | CATHAY GENERAL BANCORP | CATY | 15,200 | 300 | 578,000 | 119,000 | $38.03 |
| 09/30/2016 | CATHAY GENERAL BANCORP | CATY | 14,900 | -100 | 459,000 | 36,000 | $30.81 |
| 06/30/2016 | CATHAY GENERAL BANCORP | CATY | 15,000 | -13,200 | 423,000 | -151,000 | $28.20 |
| 03/31/2016 | CATHAY GENERAL BANCORP | CATY | 15,800 | -1,800 | 448,000 | -103,000 | $28.35 |
| 12/31/2015 | CATHAY GENERAL BANCORP | CATY | 17,600 | -9,400 | 551,000 | -171,000 | $31.31 |
| 09/30/2015 | CATHAY GENERAL BANCORP | CATY | 17,600 | -5,200 | 527,000 | -122,000 | $29.94 |
| 06/30/2015 | CATHAY GENERAL BANCORP | CATY | 24,800 | 2,000 | 805,000 | 156,000 | $32.46 |
| 03/31/2015 | CATHAY GENERAL BANCORP | CATY | 22,800 | -1,800 | 649,000 | 38,000 | $28.46 |
| 12/31/2014 | CATHAY GENERAL BANCORP | CATY | 22,800 | -1,800 | 583,000 | -28,000 | $25.57 |
| 09/30/2014 | CATHAY GENERAL BANCORP | CATY | 24,600 | 200 | 611,000 | -4,000 | $24.84 |
| 06/30/2014 | CATHAY GENERAL BANCORP | CATY | 0 | -24,400 | 0 | -615,000 | |
| 03/31/2014 | CATHAY GENERAL BANCORP | CATY | 24,400 | -2,600 | 615,000 | -107,000 | $25.20 |
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