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First Allied Securities, Inc.
> TICC
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2012 | Oxford Square Capital Corp. | TICC | 5,075 | 5,075 | 49,177 | 49,177 | $9.69 |
| 09/30/2011 | Oxford Square Capital Corp. | TICC | 0 | -6,000 | 0 | -57,600 | |
| 06/30/2011 | Oxford Square Capital Corp. | TICC | 6,000 | 0 | 57,600 | -7,620 | $9.60 |
| 03/31/2011 | Oxford Square Capital Corp. | TICC | 6,000 | 6,000 | 65,220 | 65,220 | $10.87 |
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