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CONFLUENCE INVESTMENT MANAGEMENT LLC
> RHHBY
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2023 | ROCHE HOLDING LTD | RHHBY | 12,211 | -146 | 414,319,000 | -57,718,000 | $33,929.98 |
| 06/30/2023 | ROCHE HOLDING LTD | RHHBY | 12,357 | 177 | 472,037,000 | 471,560,000 | $38,199.97 |
| 03/31/2023 | ROCHE HOLDING LTD | RHHBY | 12,357 | 177 | 441,219,000 | 440,742,000 | $35,706.00 |
| 12/31/2022 | ROCHE HOLDING LTD | RHHBY | 12,180 | -141 | 477,000 | -23,000 | $39.16 |
| 09/30/2022 | ROCHE HOLDING LTD | RHHBY | 12,321 | 7 | 500,000 | -14,000 | $40.58 |
| 06/30/2022 | ROCHE HOLDING LTD | RHHBY | 12,314 | 226 | 514,000 | -83,000 | $41.74 |
| 03/31/2022 | ROCHE HOLDING LTD | RHHBY | 12,088 | -756 | 597,000 | -67,000 | $49.39 |
| 12/31/2021 | ROCHE HOLDING LTD | RHHBY | 12,844 | -727 | 664,000 | 47,000 | $51.70 |
| 09/30/2021 | ROCHE HOLDING LTD | RHHBY | 13,571 | 461 | 617,000 | 616,468 | $45.46 |
| 03/31/2021 | ROCHE HOLDING LTD | RHHBY | 13,110 | -804 | 532 | -609,468 | $0.04 |
| 12/31/2020 | ROCHE HOLDING LTD | RHHBY | 13,914 | -5,772 | 610,000 | -234,000 | $43.84 |
| 09/30/2020 | ROCHE HOLDING LTD | RHHBY | 19,686 | -955 | 844,000 | -50,000 | $42.87 |
| 06/30/2020 | ROCHE HOLDING LTD | RHHBY | 20,641 | 20,641 | 894,000 | 894,000 | $43.31 |
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