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PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC
> CAT
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2017 | CATERPILLAR INC | CAT | 23,751 | -2,296 | 2,962,000 | 163,000 | $124.71 |
| 06/30/2017 | CATERPILLAR INC | CAT | 26,047 | 2,647 | 2,799,000 | 1,101,100 | $107.46 |
| 03/31/2008 | CATERPILLAR INC | CAT | 0 | -23,400 | 0 | -1,697,900 | |
| 12/31/2007 | CATERPILLAR INC | CAT | 23,400 | 8,871 | 1,697,900 | 558,390 | $72.56 |
| 09/30/2007 | CATERPILLAR INC | CAT | 14,529 | 14,529 | 1,139,510 | 1,139,510 | $78.43 |
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