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STIFEL NICOLAUS & CO INC
> TICC
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2017 | Oxford Square Capital Corp. | TICC | 0 | -18,260 | 0 | -177,871,000 | |
| 12/31/2016 | Oxford Square Capital Corp. | TICC | 0 | -18,260 | 0 | -177,871,000 | |
| 09/30/2016 | Oxford Square Capital Corp. | TICC | 0 | -18,260 | 0 | -177,871,000 | |
| 09/30/2013 | Oxford Square Capital Corp. | TICC | 18,260 | -10,500 | 177,871,000 | -98,800,000 | $9,741.02 |
| 06/30/2013 | Oxford Square Capital Corp. | TICC | 28,760 | 28,760 | 276,671,000 | 276,671,000 | $9,619.99 |
| 03/31/2013 | Oxford Square Capital Corp. | TICC | 28,338 | 28,338 | 282,000 | 282,000 | $9.95 |
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