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STIFEL NICOLAUS & CO INC
> SHY
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2017 | iSHARES TRUST | SHY | 0 | -797,357 | 0 | -67,352,777,000 | |
| 12/31/2016 | iSHARES TRUST | SHY | 0 | -797,357 | 0 | -67,352,777,000 | |
| 09/30/2016 | iSHARES TRUST | SHY | 0 | -797,357 | 0 | -67,352,777,000 | |
| 09/30/2013 | iSHARES TRUST | SHY | 797,357 | 87,634 | 67,352,777,000 | 7,537,290,000 | $84,470.04 |
| 06/30/2013 | iSHARES TRUST | SHY | 709,723 | 111,298 | 59,815,487,000 | 59,764,968,000 | $84,280.05 |
| 03/31/2013 | iSHARES TRUST | SHY | 626,992 | 28,567 | 52,962,000 | 2,443,000 | $84.47 |
| 12/31/2012 | iSHARES TRUST | SHY | 598,425 | -10,265 | 50,519,000 | -915,000 | $84.42 |
| 09/30/2012 | iSHARES TRUST | SHY | 608,690 | 125,115 | 51,434,000 | 10,635,000 | $84.50 |
| 06/30/2012 | iSHARES TRUST | SHY | 483,575 | 56,564 | 40,799,000 | 4,793,000 | $84.37 |
| 03/31/2012 | iSHARES TRUST | SHY | 427,011 | -26,351 | 36,006,000 | -2,303,000 | $84.32 |
| 12/31/2011 | iSHARES TRUST | SHY | 453,362 | 56,481 | 38,309,000 | 4,745,000 | $84.50 |
| 09/30/2011 | iSHARES TRUST | SHY | 396,881 | 31,599 | 33,564,000 | 2,771,000 | $84.57 |
| 06/30/2011 | iSHARES TRUST | SHY | 365,282 | -307,830 | 30,793,000 | -25,580,000 | $84.30 |
| 03/31/2011 | iSHARES TRUST | SHY | 673,112 | 417,388 | 56,373,000 | 34,897,305 | $83.75 |
| 12/31/2010 | iSHARES TRUST | SHY | 255,724 | 25,393 | 21,475,695 | 2,042,659 | $83.98 |
| 09/30/2010 | iSHARES TRUST | SHY | 230,331 | 10,212 | 19,433,036 | 916,604 | $84.37 |
| 06/30/2010 | iSHARES TRUST | SHY | 220,119 | 39,877 | 18,516,432 | 3,489,662 | $84.12 |
| 03/31/2010 | iSHARES TRUST | SHY | 180,242 | -5,834 | 15,026,770 | -410,087 | $83.37 |
| 12/31/2009 | iSHARES TRUST | SHY | 186,076 | 182,769 | 15,436,858 | 15,162,858 | $82.96 |
| 03/31/2004 | iSHARES TRUST | SHY | 3,307 | 0 | 274,000 | 1,000 | $82.85 |
| 12/31/2003 | iSHARES TRUST | SHY | 3,307 | -17,700 | 273,000 | -1,465,000 | $82.55 |
| 09/30/2003 | iSHARES TRUST | SHY | 21,007 | -10,180 | 1,738,000 | -841,000 | $82.73 |
| 06/30/2003 | iSHARES TRUST | SHY | 31,187 | 31,187 | 2,579,000 | 2,579,000 | $82.69 |
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