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MARSHALL WACE, LLP
> RILY
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | B. Riley Financial, Inc. | RILY | 287,634 | -173,201 | 13,225,413,000 | -2,535,146,000 | $45,980.01 |
| 12/31/2022 | B. Riley Financial, Inc. | RILY | 460,835 | 455,335 | 15,760,559,000 | 15,760,315,000 | $34,200.00 |
| 09/30/2022 | B. Riley Financial, Inc. | RILY | 5,500 | -55,137 | 244,000 | -2,317,000 | $44.36 |
| 06/30/2022 | B. Riley Financial, Inc. | RILY | 60,637 | 60,637 | 2,561,000 | 2,561,000 | $42.23 |
| 09/30/2021 | B. Riley Financial, Inc. | RILY | 0 | -61,783 | 0 | -4,665,000 | |
| 06/30/2021 | B. Riley Financial, Inc. | RILY | 61,783 | 15,426 | 4,665,000 | 2,051,000 | $75.51 |
| 03/31/2021 | B. Riley Financial, Inc. | RILY | 46,357 | 46,357 | 2,614,000 | 2,614,000 | $56.39 |
| 12/31/2020 | B. Riley Financial, Inc. | RILY | 0 | -25,204 | 0 | -632,000 | |
| 09/30/2020 | B. Riley Financial, Inc. | RILY | 25,204 | 25,204 | 632,000 | 632,000 | $25.08 |
| 03/31/2020 | B. Riley Financial, Inc. | RILY | 0 | -52,704 | 0 | -1,327,000 | |
| 12/31/2019 | B. Riley Financial, Inc. | RILY | 52,704 | 52,704 | 1,327,000 | 1,327,000 | $25.18 |
| 03/31/2019 | B. Riley Financial, Inc. | RILY | 0 | -7,087 | 0 | -101,000 | |
| 12/31/2018 | B. Riley Financial, Inc. | RILY | 7,087 | 7,087 | 101,000 | 101,000 | $14.25 |
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