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MARSHALL WACE, LLP
> SMFG
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | SMFG | 1,289,181 | -5,294 | 11,086,957,000 | 705,268,000 | $8,600.00 |
| 12/31/2022 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | SMFG | 1,294,475 | -399,394 | 10,381,689,000 | 10,372,374,000 | $8,020.00 |
| 09/30/2022 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | SMFG | 1,693,869 | 1,693,869 | 9,315,000 | 9,315,000 | $5.50 |
| 06/30/2022 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | SMFG | 0 | -159,775 | 0 | -1,003,000 | |
| 03/31/2022 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | SMFG | 159,775 | 159,775 | 1,003,000 | 1,003,000 | $6.28 |
| 03/31/2020 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | SMFG | 0 | -10,177 | 0 | -75,000 | |
| 12/31/2019 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | SMFG | 10,177 | 10,177 | 75,000 | 75,000 | $7.37 |
| 06/30/2019 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | SMFG | 0 | -296,306 | 0 | -2,083,000 | |
| 03/31/2019 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | SMFG | 296,306 | -887,420 | 2,083,000 | -5,623,000 | $7.03 |
| 12/31/2018 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | SMFG | 1,183,726 | 1,183,726 | 7,706,000 | 7,706,000 | $6.51 |
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