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BASSWOOD CAPITAL MANAGEMENT, L.L.C.
> AMP
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | AMERIPRISE FINANCIAL INC | AMP | 72,342 | 38,907 | 24,029,119,000 | 13,781,291,000 | $332,160.00 |
| 03/31/2023 | AMERIPRISE FINANCIAL INC | AMP | 33,435 | 15,106 | 10,247,828,000 | 10,243,210,000 | $306,500.01 |
| 09/30/2022 | AMERIPRISE FINANCIAL INC | AMP | 18,329 | 8,570 | 4,618,000 | 2,298,000 | $251.95 |
| 06/30/2022 | AMERIPRISE FINANCIAL INC | AMP | 9,759 | 9,759 | 2,320,000 | 2,320,000 | $237.73 |
| 12/31/2021 | AMERIPRISE FINANCIAL INC | AMP | 0 | -57,537 | 0 | -15,197,000 | |
| 09/30/2021 | AMERIPRISE FINANCIAL INC | AMP | 57,537 | -3,893 | 15,197,000 | -92,000 | $264.13 |
| 06/30/2021 | AMERIPRISE FINANCIAL INC | AMP | 61,430 | -10,456 | 15,289,000 | -1,421,000 | $248.88 |
| 03/31/2021 | AMERIPRISE FINANCIAL INC | AMP | 71,886 | 21,919 | 16,710,000 | 7,000,000 | $232.45 |
| 12/31/2020 | AMERIPRISE FINANCIAL INC | AMP | 49,967 | -62,671 | 9,710,000 | -7,649,000 | $194.33 |
| 09/30/2020 | AMERIPRISE FINANCIAL INC | AMP | 112,638 | 23,144 | 17,359,000 | 3,931,000 | $154.11 |
| 06/30/2020 | AMERIPRISE FINANCIAL INC | AMP | 89,494 | -4,628 | 13,428,000 | 3,782,000 | $150.04 |
| 03/31/2020 | AMERIPRISE FINANCIAL INC | AMP | 94,122 | 70,472 | 9,646,000 | 5,706,000 | $102.48 |
| 12/31/2019 | AMERIPRISE FINANCIAL INC | AMP | 23,650 | 23,650 | 3,940,000 | 3,940,000 | $166.60 |
| 09/30/2016 | AMERIPRISE FINANCIAL INC | AMP | 0 | -12,727 | 0 | -1,354,000 | |
| 03/31/2016 | AMERIPRISE FINANCIAL INC | AMP | 0 | -12,727 | 0 | -1,354,000 | |
| 12/31/2015 | AMERIPRISE FINANCIAL INC | AMP | 12,727 | 12,727 | 1,354,000 | 1,354,000 | $106.39 |
| 09/30/2015 | AMERIPRISE FINANCIAL INC | AMP | 28,138 | 28,138 | 3,071,000 | 3,071,000 | $109.14 |
| 12/31/2005 | AMERIPRISE FINANCIAL INC | AMP | 0 | -37,010 | 0 | -1,355,000 | |
| 09/30/2005 | AMERIPRISE FINANCIAL INC | AMP | 37,010 | 37,010 | 1,355,000 | 1,355,000 | $36.61 |
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