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FIRST TRUST ADVISORS LP
> CATY
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | CATHAY GENERAL BANCORP | CATY | 644,178 | 126,943 | 20,736,089,000 | 2,881,138,000 | $32,190.00 |
| 03/31/2023 | CATHAY GENERAL BANCORP | CATY | 517,235 | 354,307 | 17,854,951,000 | 17,848,685,000 | $34,520.00 |
| 09/30/2022 | CATHAY GENERAL BANCORP | CATY | 162,928 | -12,838 | 6,266,000 | -615,000 | $38.46 |
| 06/30/2022 | CATHAY GENERAL BANCORP | CATY | 175,766 | 51,808 | 6,881,000 | 1,334,000 | $39.15 |
| 03/31/2022 | CATHAY GENERAL BANCORP | CATY | 123,958 | -176,360 | 5,547,000 | -7,364,000 | $44.75 |
| 12/31/2021 | CATHAY GENERAL BANCORP | CATY | 300,318 | 12,245 | 12,911,000 | 988,000 | $42.99 |
| 09/30/2021 | CATHAY GENERAL BANCORP | CATY | 288,073 | -3,592 | 11,923,000 | 443,000 | $41.39 |
| 06/30/2021 | CATHAY GENERAL BANCORP | CATY | 291,665 | -1,974 | 11,480,000 | -495,000 | $39.36 |
| 03/31/2021 | CATHAY GENERAL BANCORP | CATY | 293,639 | -17,541 | 11,975,000 | 1,958,000 | $40.78 |
| 12/31/2020 | CATHAY GENERAL BANCORP | CATY | 311,180 | 17,688 | 10,017,000 | 3,654,000 | $32.19 |
| 09/30/2020 | CATHAY GENERAL BANCORP | CATY | 293,492 | 26,783 | 6,363,000 | -651,000 | $21.68 |
| 06/30/2020 | CATHAY GENERAL BANCORP | CATY | 266,709 | 57,182 | 7,014,000 | 2,205,000 | $26.30 |
| 03/31/2020 | CATHAY GENERAL BANCORP | CATY | 209,527 | -29,433 | 4,809,000 | -4,283,000 | $22.95 |
| 12/31/2019 | CATHAY GENERAL BANCORP | CATY | 238,960 | 16,760 | 9,092,000 | 1,374,000 | $38.05 |
| 09/30/2019 | CATHAY GENERAL BANCORP | CATY | 222,200 | -6,741 | 7,718,000 | -503,000 | $34.73 |
| 06/30/2019 | CATHAY GENERAL BANCORP | CATY | 228,941 | 26,978 | 8,221,000 | 1,372,000 | $35.91 |
| 03/31/2019 | CATHAY GENERAL BANCORP | CATY | 201,963 | 3,289 | 6,849,000 | 187,000 | $33.91 |
| 12/31/2018 | CATHAY GENERAL BANCORP | CATY | 198,674 | 60,219 | 6,662,000 | 924,000 | $33.53 |
| 09/30/2018 | CATHAY GENERAL BANCORP | CATY | 138,455 | 4,391 | 5,738,000 | 310,000 | $41.44 |
| 06/30/2018 | CATHAY GENERAL BANCORP | CATY | 134,064 | -46,025 | 5,428,000 | -1,772,000 | $40.49 |
| 03/31/2018 | CATHAY GENERAL BANCORP | CATY | 180,089 | -6,028 | 7,200,000 | -649,000 | $39.98 |
| 12/31/2017 | CATHAY GENERAL BANCORP | CATY | 186,117 | -7,122 | 7,849,000 | 81,000 | $42.17 |
| 09/30/2017 | CATHAY GENERAL BANCORP | CATY | 193,239 | -31,105 | 7,768,000 | -746,000 | $40.20 |
| 06/30/2017 | CATHAY GENERAL BANCORP | CATY | 224,344 | 46,915 | 8,514,000 | 1,828,000 | $37.95 |
| 03/31/2017 | CATHAY GENERAL BANCORP | CATY | 177,429 | 5,503 | 6,686,000 | 148,000 | $37.68 |
| 12/31/2016 | CATHAY GENERAL BANCORP | CATY | 171,926 | 37,986 | 6,538,000 | 2,415,000 | $38.03 |
| 09/30/2016 | CATHAY GENERAL BANCORP | CATY | 133,940 | 56,079 | 4,123,000 | 1,927,000 | $30.78 |
| 06/30/2016 | CATHAY GENERAL BANCORP | CATY | 77,861 | -55,434 | 2,196,000 | -1,980,000 | $28.20 |
| 03/31/2016 | CATHAY GENERAL BANCORP | CATY | 108,605 | -24,690 | 3,077,000 | -1,099,000 | $28.33 |
| 12/31/2015 | CATHAY GENERAL BANCORP | CATY | 133,295 | 133,295 | 4,176,000 | 4,176,000 | $31.33 |
| 09/30/2015 | CATHAY GENERAL BANCORP | CATY | 91,253 | 47,447 | 2,734,000 | 1,614,000 | $29.96 |
| 06/30/2015 | CATHAY GENERAL BANCORP | CATY | 83,981 | 40,575 | 2,725,000 | 1,647,000 | $32.45 |
| 03/31/2015 | CATHAY GENERAL BANCORP | CATY | 83,907 | 31,382 | 2,387,000 | 1,043,000 | $28.45 |
| 12/31/2014 | CATHAY GENERAL BANCORP | CATY | 52,525 | 9,119 | 1,344,000 | 266,000 | $25.59 |
| 09/30/2014 | CATHAY GENERAL BANCORP | CATY | 43,406 | -400 | 1,078,000 | -42,000 | $24.84 |
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