Type	Name	Date
Indenture	Second Supplemental Indenture by and between NewStar Commercial Loan Funding 2017-1 LLC, as Issuer, and U.S. Bank National Association, as Trustee	03/23/2017
Indenture	Indenture by and between Arch Street CLO, LTD., as Issuer, Arch Street CLO, LLC., as Co-Issuer, and U.S. Bank National Association, as Trustee	09/21/2016
Indenture	Indenture by and between NewStar Commercial Loan Funding 2016-1 LLC, as Issuer, and U.S. Bank National Association, as Trustee	03/04/2016
Indenture	Indenture by and between NewStar Commercial Loan Funding 2015-2 LLC, as Issuer, and U.S. Bank National Association, as Trustee	09/21/2015
Indenture	Indenture by and between NewStar Commercial Lease Funding 2015-1 LLC, as Issuer, and Wells Fargo Bank, National Association as Trustee and Custodian	09/03/2015
Indenture	Indenture, between the Company and U.S. Bank National Association, as trustee (including the Form of Note attached as Exhibit A thereto)	04/28/2015
Indenture	Indenture by and between NewStar Commercial Loan Funding 2015-1 LLC, as Issuer, and U.S. Bank National Association, as Trustee	03/24/2015
Indenture	Indenture by and between NewStar Commercial Loan Funding 2014-1 LLC, as Issuer, and U.S. Bank National Association, as Trustee	04/23/2014
Indenture	Indenture by and between NewStar Commercial Loan Funding 2013-1 LLC, as Issuer, and U.S. Bank National Association, as Trustee	09/13/2013
Indenture	Indenture, by and between NewStar Commercial Loan Funding 2012-2 LLC, as Issuer, and U.S. Bank National Association, as Trustee. Filed herewith	12/19/2012
Credit agreement	Third Amended and Restated Revolving Credit Agreement, by and among NewStar Business Credit, LLC, NewStar Financial, Inc., NewStar Business Funding 2010-1, LLC, Autobahn Funding Company LLC, DZ Bank AG Deutsche Zentral-Genossenschaftsbank Frankfurt AM Main, and U.S. Bank National Association. Filed herewith	12/10/2012
Credit agreement	Second Amended and Restated Revolving Credit Agreement among NewStar Financial, Inc., Core Business Credit, LLC, Core Business Funding, LLC, Autobahn Funding Company LLC, DZ Bank AG Deutsche Zentral-Genossenschaftsbank Frankfurt am Main and U.S. Bank National Association	11/02/2010

Type	Name	Date
By-Laws	Amended and Restated Bylaws of NewStar Financial, Inc	12/22/2017

Type	Name	Date
Acquisition / asset purchase agreement	Asset Purchase Agreement between GSO Diamond Portfolio Holdco LLC and NewStar Financial, Inc.	10/20/2017
Acquisition / asset purchase agreement	Purchase and Sale Agreement, between NewStar Equipment Finance I, LLC as buyer and NewStar Financial, Inc. as originator	01/26/2011