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GLADSTONE INVESTMENT CORPORATION (GAIN)

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Security holder agreements
TypeNameDate
Credit agreementAmendment No. 6 to Fifth Amended and Restated Credit Agreement, by and among Gladstone Business Investment, LLC, as Borrower, Gladstone Management Corporation, as Servicer, KeyBank National Association, as administrative agent, swingline lender, managing agent and lead arranger and certain other lenders party thereto03/08/2021
Credit agreementAmendment No. 6 to Fifth Amended and Restated Credit Agreement, by and among Gladstone Business Investment, LLC, as Borrower, Gladstone Management Corporation, as Servicer, KeyBank National Association, as administrative agent, swingline lender, managing agent and lead arranger and certain other lenders party thereto03/08/2021
IndentureSecond Supplemental Indenture between Gladstone Investment Corporation and UMB Bank, National Association03/02/2021
Credit agreementAmendment No. 5 to Fifth Amended and Restated Credit Agreement, by and among Gladstone Business Investment, LLC, as Borrower, Gladstone Management Corporation, as Servicer, KeyBank National Association, as administrative agent, swingline lender, managing agent and lead arranger and certain other lenders party thereto08/11/2020
IndentureIndenture, between Gladstone Investment Corporation and UMB Bank, National Association, as trustee05/22/2020
Credit agreementAmendment No. 4 to Fifth Amended and Restated Credit Agreement, by and among Gladstone Business Investment, LLC, as Borrower, Gladstone Management Corporation, as Servicer, Keybank National Association, as administrative agent, swingline lender, managing agent and lead arranger and certain other lenders party thereto08/23/2018
Credit agreementAmendment No. 2 to Fifth Amended and Restated Credit Agreement, by and among Gladstone Business Investment, LLC, as Borrower, Gladstone Management Corporation, as Servicer, Keybank National Association, as lender, managing agent and administrative agent, Alostar Bank of Commerce, Manufacturers and Traders Trust, East West Bank, Chemical Bank (as successor in interest to Talmer Bank and Trust) and Customers Bank, as lenders and managing agents11/17/2016
Credit agreementAmendment No. 1 to Fifth Amended and Restated Credit Agreement, by and among Gladstone Business Investment, LLC, as Borrower, Gladstone Management Corporation, as Servicer, Key Equipment Finance, a division of Keybank National Association, as Administrative Agent, Managing Agent and Lender, Branch Banking and Trust Company, as Lender and a Managing Agent, Everbank Commercial Finance, Inc., as Lender and a Managing Agent, and Alostar Bank of Commerce, as Lender and a Managing Agent06/30/2014
Credit agreementFifth Amended and Restated Credit Agreement, by and among Gladstone Business Investment, LLC, as Borrower, Gladstone Management Corporation, as Servicer, the Financial Institutions as party thereto, as Lenders and Managing Agents and Key Equipment Finance, Inc., as Administrative Agent and Lead Arranger05/02/2013
Credit agreementFourth Amended and Restated Credit Agreement by and among Gladstone Business Investment, LLC as Borrower, Gladstone Management Corporation as Servicer, the Committed Lenders named therein, the Managing Agents named therein, and Branch Banking and Trust Company as Administrative Agent10/27/2011
Credit agreementThird Amended and Restated Credit Agreement by and among Gladstone Business Investment, LLC as Borrower, Gladstone Management Corporation as Servicer, the Committed Lenders named therein, the Managing Agents named therein, and Branch Banking and Trust Company as Administrative Agent04/15/2010


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