News + Filings IR Vault
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B. Riley Financial, Inc. (RILY)
| Date | Name | Title | Type | Security | Shares | Price | Value | Ownership | Reported |
| 08/21/2023 | RILEY BRYANT R | Chairman and Co-CEO | Purchase | Common Stock | 25k | $47.31 | $1.2M | | 08/21/2023 |
| 07/26/2023 | RILEY BRYANT R | Chairman and Co-CEO | Purchase | Common Stock | 72.7k | $55.00 | $4M | | 07/26/2023 |
| 07/26/2023 | KELLEHER THOMAS J /ADV | Co-CEO | Purchase | Common Stock | 1.8k | $55.00 | $100k | See note | 07/26/2023 |
| 07/26/2023 | KELLEHER THOMAS J /ADV | Co-CEO | Purchase | Common Stock | 7.3k | $55.00 | $400k | See note | 07/26/2023 |
| 07/26/2023 | Moore Andrew | CEO B. Riley Securities, Inc. | Purchase | Common Stock | 5k | $55.00 | $275k | | 07/26/2023 |
| 07/26/2023 | PAULSON RANDALL E | Director | Purchase | Common Stock | 5k | $55.00 | $275k | | 07/26/2023 |
| 06/30/2023 | Moore Andrew | CEO B. Riley Securities, Inc. | Grant | Common Stock | 543 | $39.08 | $21.2k | | 07/26/2023 |
| 06/30/2023 | KELLEHER THOMAS J /ADV | Co-CEO | Grant | Common Stock | 543 | $39.08 | $21.2k | | 07/26/2023 |
| 06/02/2023 | Ahn Phillip J. | CFO & COO | Payment of Exercise | Common Stock | 6.3k | $36.43 | $229.7k | | 06/02/2023 |
| 06/02/2023 | Forman Alan N | EVP, General Counsel, Sec | Payment of Exercise | Common Stock | 1.4k | $36.43 | $51.1k | | 06/02/2023 |
| 06/02/2023 | RILEY BRYANT R | Chairman and Co-CEO | Payment of Exercise | Common Stock | 13.9k | $36.43 | $507.4k | | 06/02/2023 |
| 06/02/2023 | KELLEHER THOMAS J /ADV | Co-CEO | Payment of Exercise | Common Stock | 13.9k | $36.43 | $507.4k | | 06/02/2023 |
| 06/02/2023 | Young Kenneth M | President | Payment of Exercise | Common Stock | 7.1k | $36.43 | $258.9k | | 06/02/2023 |
| 06/02/2023 | Moore Andrew | CEO B. Riley Securities, Inc. | Payment of Exercise | Common Stock | 7.3k | $36.43 | $265.8k | | 06/02/2023 |
| 06/02/2023 | WEITZMAN HOWARD | SVP, Chief Accounting Officer | Payment of Exercise | Common Stock | 910 | $36.43 | $33.2k | | 06/02/2023 |
| 05/24/2023 | Moore Andrew | CEO B. Riley Securities, Inc. | Payment of Exercise | Common Stock | 3.7k | $36.83 | $134.7k | | 05/24/2023 |
| 05/24/2023 | RILEY BRYANT R | Chairman and Co-CEO | Payment of Exercise | Common Stock | 6.9k | $36.83 | $252.5k | | 05/24/2023 |
| 05/24/2023 | Forman Alan N | EVP, General Counsel, Sec | Payment of Exercise | Common Stock | 2.4k | $36.83 | $86.7k | | 05/24/2023 |
| 05/24/2023 | WEITZMAN HOWARD | SVP, Chief Accounting Officer | Payment of Exercise | Common Stock | 1.4k | $36.83 | $50.5k | | 05/24/2023 |
| 05/24/2023 | Ahn Phillip J. | CFO & COO | Payment of Exercise | Common Stock | 2.8k | $36.83 | $101.8k | | 05/24/2023 |
| 05/24/2023 | Young Kenneth M | President | Payment of Exercise | Common Stock | 3.6k | $36.83 | $131.2k | | 05/24/2023 |
| 05/24/2023 | KELLEHER THOMAS J /ADV | Co-CEO | Payment of Exercise | Common Stock | 6.9k | $36.83 | $252.5k | | 05/24/2023 |
| 05/23/2023 | ANTIN ROBERT L | Director | Grant | Common Stock | 2k | $0.00 | $0 | | 05/23/2023 |
| 05/23/2023 | Walters Marian | Director | Grant | Common Stock | 2k | $0.00 | $0 | | 05/23/2023 |
| 05/23/2023 | Brandt Tamara Sue | Director | Grant | Common Stock | 2k | $0.00 | $0 | | 05/23/2023 |
| 05/23/2023 | D Agostino Robert P | Director | Grant | Common Stock | 2k | $0.00 | $0 | | 05/23/2023 |
| 05/23/2023 | PAULSON RANDALL E | Director | Grant | Common Stock | 2k | $0.00 | $0 | | 05/23/2023 |
| 05/23/2023 | Sheldon Michael Joseph | Director | Grant | Common Stock | 2k | $0.00 | $0 | | 05/23/2023 |
| 05/23/2023 | Labran Renee E | Director | Grant | Common Stock | 2k | $0.00 | $0 | | 05/23/2023 |
| 05/16/2023 | RILEY BRYANT R | Chairman and Co-CEO | Purchase | Common Stock | 20k | $32.95 | $659.1k | | 05/16/2023 |
| 05/08/2023 | RILEY BRYANT R | Chairman and Co-CEO | Purchase | Common Stock | 25k | $34.66 | $866.4k | | 05/08/2023 |
| 03/17/2023 | RILEY BRYANT R | Chairman and Co-CEO | Purchase | Common Stock | 25k | $29.90 | $747.5k | | 03/17/2023 |
| 03/17/2023 | PAULSON RANDALL E | Director | Purchase | Common Stock | 10k | $29.90 | $299k | | 03/17/2023 |
| 03/17/2023 | Young Kenneth M | President | Purchase | Common Stock | 2.5k | $31.46 | $78.2k | See Note | 03/17/2023 |
| 03/17/2023 | ANTIN ROBERT L | Director | Purchase | Common Stock | 15k | $29.87 | $448k | | 03/16/2023 |
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