WOODS RANDALL E [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
12/19/2019	SOPHIRIS BIO INC.	SPHS	Grant	Common Stock (Right to Buy)	175k	$0.36	$63k		12/19/2019
11/12/2019	ARENA PHARMACEUTICALS INC	ARNA	Exercise	Stock Option (right to buy)	3k	$32.50	$99k		11/12/2019
11/12/2019	ARENA PHARMACEUTICALS INC	ARNA	Sale	Common Stock	3k	$46.73	$142.3k		11/12/2019
06/13/2019	ARENA PHARMACEUTICALS INC	ARNA	Grant	Common Stock	2.7k	$0.00	$0		06/13/2019
06/13/2019	ARENA PHARMACEUTICALS INC	ARNA	Grant	Stock Option (right to buy)	5k	$56.50	$282.5k		06/13/2019
12/31/2018	SOPHIRIS BIO INC.	SPHS	Grant	Common Stock (Right to Buy)	335k	$0.83	$278k		12/31/2018
09/19/2018	SOPHIRIS BIO INC.	SPHS	Purchase	Common Stock	10k	$2.63	$26.3k		09/19/2018
09/19/2018	SOPHIRIS BIO INC.	SPHS	Purchase	Common Stock	10k	$2.63	$26.3k		09/19/2018
06/13/2018	ARENA PHARMACEUTICALS INC	ARNA	Grant	Common Stock	3k	$0.00	$0		06/13/2018
06/13/2018	ARENA PHARMACEUTICALS INC	ARNA	Grant	Stock Option (right to buy)	5k	$49.17	$245.8k		06/13/2018
12/06/2017	SOPHIRIS BIO INC.	SPHS	Grant	Common Stock (Right to Buy)	108k	$1.91	$206.3k		12/06/2017
06/13/2017	ARENA PHARMACEUTICALS INC	ARNA	Grant	Employee Stock Option (right to buy)	150k	$1.36	$204k		06/13/2017
12/07/2016	SOPHIRIS BIO INC.	SPHS	Grant	Common Stock (Right to Buy)	398k	$2.74	$1.1M		12/07/2016
06/13/2016	ARENA PHARMACEUTICALS INC	ARNA	Grant	Stock Option (right to buy)	125k	$2.00	$250k		06/13/2016
05/27/2016	SOPHIRIS BIO INC.	SPHS	Grant	Common Stock (Right to Buy)	103.5k	$0.99	$102.4k		05/27/2016
02/05/2015	SOPHIRIS BIO INC.	SPHS	Grant	Common Stock (Right to Buy)	109.5k	$0.46	$50.2k		02/05/2015
11/14/2014	SOPHIRIS BIO INC.	SPHS	Purchase	Common Stock	3k	$2.43	$7.3k	By trust	11/14/2014
07/10/2014	SOPHIRIS BIO INC.	SPHS	Purchase	Common Stock	1000	$2.65	$2.6k	By trust	07/10/2014
07/09/2014	SOPHIRIS BIO INC.	SPHS	Purchase	Common Stock	1000	$2.66	$2.7k	By trust	07/09/2014
10/25/2013	SOPHIRIS BIO INC.	SPHS	Grant	Common Stock (Right to Buy)	430.4k	$4.41	$1.9M		10/25/2013
08/22/2013	SOPHIRIS BIO INC.	SPHS	Purchase	Common Stock	2.5k	$4.50	$11.2k	By trust	08/22/2013
08/19/2013	SOPHIRIS BIO INC.	SPHS	Purchase	Common Stock	10k	$4.29	$42.9k	By trust	08/19/2013